Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Neal TocmanAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-12-2013
Albert William Porto Jr.Vanderbilt Securities, LLCOppenheimer & Co. Inc.03-22-2019
Alex Manuel MarinoCitigroup Global Markets Inc.Oppenheimer & Co. Inc.08-04-2016
Allen WeissAegis Capital Corp.Oppenheimer & Co. Inc.10-05-2015
Andrew Leigh SmithWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.06-18-2010
Anna SitnerJ.P. Morgan Securities LLCOppenheimer & Co. Inc.01-14-2013
Bernard Michael LherissonAegis Capital Corp.Oppenheimer & Co. Inc.02-27-2012
Bradford Russell BonnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.04-02-2015
Charles Steven ColchamiroJoseph Gunnar & Co. LLCOppenheimer & Co. Inc.$2508-03-2018
Christian F GalloFieldpoint Private Securities, LLCOppenheimer & Co. Inc.10-09-2015
Christopher Neil BenedictMorgan StanleyOppenheimer & Co. Inc.$10006-01-2009
Christopher P. DavisPrivate Client Services, LLCOppenheimer & Co. Inc.05-17-2019
Courtney Paige CarnevaleJanney Montgomery Scott LLCOppenheimer & Co. Inc.04-08-2015
Daniel James MonezWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.07-12-2019
David Jeffrey BirnbaumWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.04-11-2016
David Leon LynnAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.01-30-2015
Dianne Marie GoedtelNational Securities CorporationOppenheimer & Co. Inc.$4301-20-2017
Domenico Attillio CarlucciAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$3812-08-2017
Eddy Wei Shu HungWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2502-11-2015
Edward Francis Patrick Jr.National Securities CorporationOppenheimer & Co. Inc.$5006-23-2017
Eli MoallemMerrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.$2509-22-2011
Eric Scott StromingerAegis Capital Corp.Oppenheimer & Co. Inc.12-23-2015
Eric Travis RoarkAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-26-2018
Eugene Charles FlynnAegis Capital Corp.Oppenheimer & Co. Inc.08-10-2012
Evan Ira FischerAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$20004-18-2016
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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