Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William H BooneA.G.P. / Alliance Global PartnersOppenheimer & Co. Inc.03-12-2018
Ventsislava Nicole VentsislavovaCitigroup Global Markets Inc.Oppenheimer & Co. Inc.01-03-2017
Tommaso DenardoBancWest Investment Services, Inc.Oppenheimer & Co. Inc.02-01-2018
Thomas Vincent GilroyWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.03-03-2017
Stephanie L. FarellaMorgan StanleyOppenheimer & Co. Inc.10-09-2017
Sean Peter RooneyLPL Financial LLCOppenheimer & Co. Inc.10-30-2015
Ryland T. CorryWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.08-21-2012
Ryan C EinigUBS Financial Services Inc.Oppenheimer & Co. Inc.11-15-2012
Ronald Gene WexlerLPL Financial LLCOppenheimer & Co. Inc.03-03-2017
Robert Ryan SkoffLPL Financial LLCOppenheimer & Co. Inc.09-21-2017
Robert Lee ClarkSeaCrest Wealth Management, LLCOppenheimer & Co. Inc.11-04-2015
Robert Fredrick Dudley Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedOppenheimer & Co. Inc.11-25-2011
Robert Alan ReubenMorgan StanleyOppenheimer & Co. Inc.01-06-2012
Robert AbramowitzNational Securities CorporationOppenheimer & Co. Inc.$5009-01-2017
Richard Frank Montaldo Jr.Morgan StanleyOppenheimer & Co. Inc.$1504-21-2017
Reginald Alan HammondsWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.10-13-2017
Paul William DavisPrivate Client Services, LLCOppenheimer & Co. Inc.05-17-2019
Neil SternMorgan StanleyOppenheimer & Co. Inc.05-19-2014
Neil Seth OkunWells Fargo Advisors Financial Network, LLCOppenheimer & Co. Inc.$2505-16-2014
Neil Roy RubinUBS Financial Services Inc.Oppenheimer & Co. Inc.$2506-18-2015
Mitchell Scott KahnLPL Financial LLCOppenheimer & Co. Inc.09-03-2009
Michael Paddington NorrisUBS Financial Services Inc.Oppenheimer & Co. Inc.$1002-25-2011
Michael Nunzio DiconzaAegis Capital Corp.Oppenheimer & Co. Inc.$15008-29-2018
Michael Edward SzalkiewiczWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$2511-18-2015
Michael Christopher NapolitanoAmerican Capital Partners, LLCOppenheimer & Co. Inc.01-08-2009
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Showing 1 to 25 of 63 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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