Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abel Issam DiazPFS Investments Inc.PFS Investments Inc.01-07-2015
Adam Anthony OrtegaPFS Investments Inc.PFS Investments Inc.09-13-2010
Adam Joshua PaganettiAllstate Financial Services, LLCPFS Investments Inc.05-25-2018
Adam Joshua PaganettiPFS Investments Inc.PFS Investments Inc.01-10-2018
Ajay SharmaMerrill Lynch, Pierce, Fenner & Smith IncorporatedPFS Investments Inc.09-11-2019
Alexander Peter Kiczek Jr.Capital One Investment Services LLCPFS Investments Inc.03-14-2013
Andy J AustriePFS Investments Inc.PFS Investments Inc.01-21-2020
Aneka GrandisonAXA Advisors, LLCPFS Investments Inc.10-26-2017
Ann Marie J. George MedfordPFS Investments Inc.PFS Investments Inc.08-20-2018
Anna Naomi HartwellPruco Securities, LLC.PFS Investments Inc.01-30-2015
Ashley D DurhamKey Investment Services LLCPFS Investments Inc.02-21-2017
Balvine ClarkePFS Investments Inc.PFS Investments Inc.01-13-2016
Barbara Lateefah Abdul-JabbaarPFS Investments Inc.PFS Investments Inc.01-17-2012
Benjjamin Parnell ZalesVoya Financial Advisors, Inc.PFS Investments Inc.02-24-2014
Betty DavisPruco Securities, LLC.PFS Investments Inc.12-20-2017
Blanca I. Moreno GonzalezPFS Investments Inc.PFS Investments Inc.01-19-2010
Breeonna A. ReedPFS Investments Inc.PFS Investments Inc.01-28-2019
Brenda Ruth BotensCUSO Financial Services, L.P.PFS Investments Inc.08-21-2017
Brian Paul KopilakPFS Investments Inc.PFS Investments Inc.01-04-2012
Christian Gerald LawtonPFS Investments Inc.PFS Investments Inc.01-16-2020
Christian Gerald LawtonPFS Investments Inc.PFS Investments Inc.01-19-2012
Chrystyna A MurrayPFS Investments Inc.PFS Investments Inc.01-27-2020
Clarke ArlinePFS Investments Inc.PFS Investments Inc.01-06-2018
Clarke ArlinePFS Investments Inc.PFS Investments Inc.01-07-2016
Colleen Lyn ObrienPFS Investments Inc.PFS Investments Inc.01-05-2012
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Showing 1 to 25 of 123 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.