Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex WilliamsPruco Securities, LLC.Park Avenue Securities LLC06-18-2019
Veronica A MangioneKey Investment Services LLCPark Avenue Securities LLC$5005-02-2019
Jason William RiteLifeMark Securities Corp.Park Avenue Securities LLC10-17-2018
Paresh Bansilal ShahKestra Investment Services, LLCPark Avenue Securities LLC$103-06-2018
Adrian Adam BlockMML Investors Services, LLCPark Avenue Securities LLC01-16-2018
Paul Robert SteckAllstate Financial Services, LLCPark Avenue Securities LLC11-08-2017
Michael EllerAllstate Financial Services, LLCPark Avenue Securities LLC08-29-2017
Dustin Lee BakerLPL Financial LLCPark Avenue Securities LLC$107-07-2017
Lior ItzhakJ.P. Morgan Securities LLCPark Avenue Securities LLC05-24-2017
Adam Roman Robert NalewajekAltium Wealth Management LLCPark Avenue Securities LLC05-10-2017
Christopher James WolfeAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC$2504-28-2017
Dean Evan SilvermanMML Investors Services, LLCPark Avenue Securities LLC03-08-2017
JARED WEBERMML Investors Services, LLCPark Avenue Securities LLC02-28-2017
Andrew NinnoLPL Financial LLCPark Avenue Securities LLC02-10-2017
Robert Alan LindSecurities America, Inc.Park Avenue Securities LLC$101-03-2017
Randy Lee SherrickSecurities America, Inc.Park Avenue Securities LLC12-05-2016
Evan Jay SchutzmanNorthwestern Mutual Investment Services, LLCPark Avenue Securities LLC11-18-2016
Arif M. BoysanNYLIFE Securities LLCPark Avenue Securities LLC10-03-2016
Mark Anthony BadamiMML Investors Services, LLCPark Avenue Securities LLC$109-23-2016
Thomas Joseph HaggertyPrivate Advisor Group, LLCPark Avenue Securities LLC09-01-2016
Aron Elliot LenkowskyLincoln Financial Advisors CorporationPark Avenue Securities LLC08-24-2016
Allan Theodore MendelsKestra Investment Services, LLCPark Avenue Securities LLC08-01-2016
Hunter Lloyd GimbelHornor, Townsend & Kent, LLCPark Avenue Securities LLC05-18-2016
Kenneth B BaronMML Investors Services, LLCPark Avenue Securities LLC$10001-20-2016
Greg H TepperMML Investors Services, LLCPark Avenue Securities LLC12-11-2015
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Showing 1 to 25 of 88 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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