Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Roman Robert NalewajekAltium Wealth Management LLCPark Avenue Securities LLC05-10-2017
Adam Todd GoldbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedPark Avenue Securities LLC08-13-2015
Adrian Adam BlockMML Investors Services, LLCPark Avenue Securities LLC01-16-2018
Aleksandr GalperinMML Investors Services, LLCPark Avenue Securities LLC08-12-2010
Alex WilliamsPruco Securities, LLC.Park Avenue Securities LLC06-18-2019
Arif M. BoysanNYLIFE Securities LLCPark Avenue Securities LLC10-03-2016
Babak Moshe RambodMML Investors Services, LLCPark Avenue Securities LLC10-13-2010
Blake Leonardo Bard MoranMML Investors Services, LLCPark Avenue Securities LLC12-01-2015
Brad Leigh ChamplinHornor, Townsend & Kent, LLCPark Avenue Securities LLC06-07-2010
Christina Lorraine GetzJ.P. Morgan Securities LLCPark Avenue Securities LLC06-19-2019
Christopher James WolfeAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC04-28-2017
Dean Evan SilvermanMML Investors Services, LLCPark Avenue Securities LLC03-08-2017
Dennis Michael FitzgeraldCadaret, Grant & Co., Inc.Park Avenue Securities LLC01-18-2013
Dustin L BakerLPL Financial LLCPark Avenue Securities LLC07-07-2017
Edward Scott LaskinUnited Planners' Financial Services of America A Limited PartnerPark Avenue Securities LLC11-23-2010
Eric Steven BlumencranzKestra Investment Services, LLCPark Avenue Securities LLC10-22-2015
Hunter Lloyd GimbelHornor, Townsend & Kent, LLCPark Avenue Securities LLC05-18-2016
James Fay Jr.MML Investors Services, LLCPark Avenue Securities LLC09-03-2010
James Peter AltebrandoAXA Advisors, LLCPark Avenue Securities LLC06-05-2014
Jason M BimonteRoyal Alliance Associates, Inc.Park Avenue Securities LLC06-17-2013
Jason PastranoPrincipal Securities, Inc.Park Avenue Securities LLC08-08-2013
Jeffrey Patrick HarrisonAXA Advisors, LLCPark Avenue Securities LLC06-01-2012
Jeffry Mark RosenAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC09-27-2013
John Allan MaleAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC11-08-2011
Joseph John GaspariCrown Capital Securities, L.P.Park Avenue Securities LLC06-26-2013
Next Page »

Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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