Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy Michael EvensCitizens Securities, Inc.Pruco Securities, LLC.08-26-2020
Charles MolloyCuna Brokerage Services, Inc.Pruco Securities, LLC.08-03-2020
Thomas Mitchell DesrochesPlanMember Securities CorporationPruco Securities, LLC.05-05-2020
Daniel MorenoMML Investors Services, LLCPruco Securities, LLC.04-06-2020
David P HarrisIBN Financial Services, Inc.Pruco Securities, LLC.$5003-17-2020
Brandon James ButlerLeigh Baldwin & Co., LLCPruco Securities, LLC.03-12-2020
Mark Nene MagnusenPark Avenue Securities LLCPruco Securities, LLC.03-10-2020
Ricky B WambleMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.03-10-2020
John Frank GoodnoughAmeriprise Financial Services, LLCPruco Securities, LLC.02-19-2020
Oral Edward SmithLifeMark Securities Corp.Pruco Securities, LLC.02-18-2020
Terrence Hill Hill IAllstate Financial Services, LLCPruco Securities, LLC.02-18-2020
Craig W MorrisonPFS Investments Inc.Pruco Securities, LLC.02-13-2020
Sandra O Hehir KeirChelsea Financial ServicesPruco Securities, LLC.01-24-2020
Andrew GoodmanMML Investors Services, LLCPruco Securities, LLC.01-10-2020
John Patrick BussPinnacle Investments, LLCPruco Securities, LLC.$5001-10-2020
Kerrie Ann Doughty-LloydMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.12-19-2019
Andrey A SkroznikovJ.P. Morgan Securities LLCPruco Securities, LLC.12-18-2019
Mauricio RedondoJ.P. Morgan Securities LLCPruco Securities, LLC.11-20-2019
Albert Patrick MorasCUNA Brokerage Services, Inc.Pruco Securities, LLC.11-13-2019
Jordan Douglas EvansAmerican Portfolios Financial Services, Inc.Pruco Securities, LLC.11-13-2019
Gilbert MandaPark Avenue Securities LLCPruco Securities, LLC.11-01-2019
Brandon M. RussoMML Investors Services, LLCPruco Securities, LLC.10-29-2019
Keri Ann AversaMML Investors Services, LLCPruco Securities, LLC.10-10-2019
Alec ChernenkoJ.P. Morgan Securities LLCPruco Securities, LLC.10-01-2019
Thomas L Dolin IIEquity Services, Inc.Pruco Securities, LLC.08-29-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.