Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Net Losses
Firm | Total Moves |
1. FSC Securities Corporation | 64 |
2. Merrill Lynch, Pierce, Fenner & Smith Incorporated | 38 |
3. Wells Fargo Clearing Services, LLC | 30 |
4. Morgan Stanley | 23 |
5. AXA Advisors, LLC | 15 |
Latest moves
Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
---|---|---|---|---|
Andrew Joseph Borzilleri | Raymond James & Associates, Inc. | Raymond James Financial Services, Inc. | $150 | 07-27-2017 |
Anthony Robert Fornatale | CommunityAmerica Financial Solutions, LLC | Raymond James Financial Services, Inc. | — | 04-30-2018 |
Chintan Hariprakash Shukla | Marshall & Sterling Wealth Advisors, Inc. | Raymond James Financial Services, Inc. | — | 06-05-2019 |
Christopher Lowen Mueller Davis | Wells Fargo Clearing Services, LLC | Raymond James Financial Services, Inc. | $150 | 07-10-2018 |
Cynthia Voelker Powell | Infinex Investments, Inc. | Raymond James Financial Services, Inc. | — | 12-07-2016 |
Daniel Joseph McAllister | Raymond James & Associates, Inc. | Raymond James Financial Services, Inc. | $100 | 07-27-2017 |
Elizabeth Polizzi | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raymond James Financial Services, Inc. | $100 | 05-19-2017 |
Erin Nicole Lyons | Morgan Stanley | Raymond James Financial Services, Inc. | — | 01-22-2018 |
Francisca Alexandra Lliguichushca | CommunityAmerica Financial Solutions, LLC | Raymond James Financial Services, Inc. | — | 04-30-2018 |
Gail Elizabeth Haase | Morgan Stanley | Raymond James Financial Services, Inc. | — | 04-13-2017 |
Gerald William Hall | Purshe Kaplan Sterling Investments | Raymond James Financial Services, Inc. | — | 05-03-2016 |
Geraldine Anne Spinella | Raymond James & Associates, Inc. | Raymond James Financial Services, Inc. | $50 | 07-27-2017 |
Glenn Harvey Fischer | Raymond James & Associates, Inc. | Raymond James Financial Services, Inc. | $50 | 07-27-2017 |
Harold James Rivenburgh | LPL Financial LLC | Raymond James Financial Services, Inc. | $35 | 07-05-2017 |
James Anthony Arcoraci | Purshe Kaplan Sterling Investments | Raymond James Financial Services, Inc. | $25 | 05-03-2016 |
James Wright | American Portfolios Financial Services, Inc. | Raymond James Financial Services, Inc. | $10 | 03-06-2015 |
Jeffrey Lee Davidson | American Portfolios Financial Services, Inc. | Raymond James Financial Services, Inc. | $10 | 01-26-2009 |
Jeffrey Paul Stogner | Ameriprise Financial Services, Inc. | Raymond James Financial Services, Inc. | $50 | 05-06-2011 |
Jeremy R. Brown | Vanderbilt Securities, LLC | Raymond James Financial Services, Inc. | — | 04-25-2019 |
Jim King Mui | Purshe Kaplan Sterling Investments | Raymond James Financial Services, Inc. | $100 | 10-25-2018 |
John Florian Rollins | Royal Alliance Associates, Inc. | Raymond James Financial Services, Inc. | — | 03-06-2015 |
John Philip Creeron | Ameriprise Financial Services, Inc. | Raymond James Financial Services, Inc. | — | 03-25-2019 |
John Sean Kevin Gallagher | Raymond James & Associates, Inc. | Raymond James Financial Services, Inc. | — | 07-27-2017 |
Kaaren Dale Powell | IFS Securities | Raymond James Financial Services, Inc. | $50 | 04-29-2016 |
Kevin Daniel Astry | HBKS Wealth Advisors | Raymond James Financial Services, Inc. | — | 05-03-2016 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.