Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alyson Jane MaherLPL Financial LLCRaymond James Financial Services, Inc.04-02-2018
Andranik HayotsyanCommunityAmerica Financial Solutions, LLCRaymond James Financial Services, Inc.04-30-2018
Anthony Robert FornataleCommunityAmerica Financial Solutions, LLCRaymond James Financial Services, Inc.04-30-2018
Antonio Shaunta RoseRoyal Alliance Associates, Inc.Raymond James Financial Services, Inc.05-05-2015
Arrah-Wonah Michael NesterPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.10-14-2016
Brian C. SmalleyPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$1010-14-2016
Chintan Hariprakash ShuklaMarshall & Sterling Wealth Advisors, Inc.Raymond James Financial Services, Inc.06-05-2019
Christopher Lowen Mueller DavisWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$15007-10-2018
Christopher Michael GrellaMetLife Securities Inc.Raymond James Financial Services, Inc.10-26-2011
Cody Lee AshtonPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.$1010-14-2016
Craig Howard FrankAmeriprise Financial Services, LLCRaymond James Financial Services, Inc.$10006-30-2011
Cynthia Monique JonesCommunityAmerica Financial Solutions, LLCRaymond James Financial Services, Inc.04-30-2018
Cynthia Voelker PowellInfinex Investments, Inc.Raymond James Financial Services, Inc.$10012-07-2016
Daniel Adam WilliamsFidelity Brokerage Services LLCRaymond James Financial Services, Inc.07-24-2014
David Lee DorseyPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.10-14-2016
Edgar RamirezAegis Capital Corp.Raymond James Financial Services, Inc.03-23-2016
Elizabeth PolizziMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.$10005-19-2017
Erin Nicole LyonsMorgan StanleyRaymond James Financial Services, Inc.01-22-2018
Ernesto Aldo GuerreroRaymond James Financial Services, Inc.Raymond James Financial Services, Inc.07-14-2015
Francis Cooper Lawrance Jr.SeaCrest Wealth Management, LLCRaymond James Financial Services, Inc.$5009-20-2019
Francisca Alexandra LliguichushcaCommunityAmerica Financial Solutions, LLCRaymond James Financial Services, Inc.04-30-2018
Franz Josef FrechenNYLIFE Securities LLCRaymond James Financial Services, Inc.03-03-2017
Fred Gene CostantinoWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$2501-30-2009
Frederick Gene Costantino Sr.Wells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$1001-30-2009
Gail Elizabeth HaaseMorgan StanleyRaymond James Financial Services, Inc.04-13-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.