Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alix J CharlemagneLPL Financial LLCSantander Securities LLC12-04-2019
Joseph SanteramoJ.P. Morgan Securities LLCSantander Securities LLC10-14-2019
Richard Alexis HernandezJ.P. Morgan Securities LLCSantander Securities LLC05-20-2019
Bryan Eric AbdelnoorCitigroup Global Markets Inc.Santander Securities LLC05-14-2019
David ElliottMerrill Lynch, Pierce, Fenner & Smith IncorporatedSantander Securities LLC05-06-2019
Joseph Anthony PietrykowskiPruco Securities, LLC.Santander Securities LLC$10005-02-2019
Matoumona KinzonziCitigroup Global Markets Inc.Santander Securities LLC04-30-2019
Natalia Maria RodriguezTD Private Client Wealth LLCSantander Securities LLC04-18-2019
Louis MonderineCitigroup Global Markets Inc.Santander Securities LLC04-04-2019
Feldon Jamal Richards Jr.J.P. Morgan Securities LLCSantander Securities LLC02-11-2019
Sadik GokcilJ.P. Morgan Securities LLCSantander Securities LLC$10001-09-2019
Josephine BlaffordLPL Financial LLCSantander Securities LLC$10001-03-2019
Gerard Paul Delannoy Jr.J.P. Morgan Securities LLCSantander Securities LLC12-05-2018
Lea J. KowalczykJ.P. Morgan Securities LLCSantander Securities LLC10-05-2018
Raquel TorresJ.P. Morgan Securities LLCSantander Securities LLC09-24-2018
Nezar Khalil HajabedJ.P. Morgan Securities LLCSantander Securities LLC08-31-2018
Joseph Peter CoffeyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Santander Securities LLC08-31-2018
Timothy Daniel NihillIBN Financial Services, Inc.Santander Securities LLC$15005-22-2018
Louis Joseph CuomoJ.P. Morgan Securities LLCSantander Securities LLC$25005-15-2018
Lenard Anthony ReivesCitigroup Global Markets Inc.Santander Securities LLC05-10-2018
Jonathan DicentJ.P. Morgan Securities LLCSantander Securities LLC04-03-2018
Jaime Luis DiazCitigroup Global Markets Inc.Santander Securities LLC03-26-2018
Gagandeep KaurHSBC Securities (USA) Inc.Santander Securities LLC02-05-2018
Joe Mark Scheinbart-NortonCetera Investment Services LLCSantander Securities LLC$10012-26-2017
Rosemary Carolina AbreuRoyal Alliance Associates, Inc.Santander Securities LLC$50008-30-2017
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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