Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lawrence Larry SeigelsteinAPW Capital, Inc.Securities America, Inc.$25008-13-2010
Daniel E CwikLPL Financial LLCSecurities America, Inc.10-21-2010
Nancy Whelan ParrellaVoya Financial Advisors, Inc.Securities America, Inc.$10004-14-2011
Ray YoungLPL Financial LLCSecurities America, Inc.$15006-14-2011
Keith Silvio SalegnaLPL Financial LLCSecurities America, Inc.$50006-14-2011
Daniel Russell PenniseCommonwealth Financial NetworkSecurities America, Inc.$50006-29-2011
Lew Denis JonesCommonwealth Financial NetworkSecurities America, Inc.$10006-30-2011
Kathryn Lee KorolCommonwealth Financial NetworkSecurities America, Inc.$25006-30-2011
Stanley Eugene McCormackCommonwealth Financial NetworkSecurities America, Inc.$50006-30-2011
Joseph William BarnettRoyal Alliance Associates, Inc.Securities America, Inc.07-21-2011
Donald Melvin BensonLPL Financial LLCSecurities America, Inc.$10008-09-2011
Joseph Alan GuntherLPL Financial LLCSecurities America, Inc.08-09-2011
Hector Anthony MayExecutive Compensation Planners, Inc.Securities America, Inc.08-15-2011
James Gordon Taylor IIIFirst Allied Securities, Inc.Securities America, Inc.$10011-28-2011
Douglas Lindsley SchutteFirst Allied Securities, Inc.Securities America, Inc.$50011-28-2011
Luke Jay BuehlerFirst Allied Securities, Inc.Securities America, Inc.$50011-28-2011
William Arthur O'Loughlin Jr.Pinnacle Investments, LLCSecurities America, Inc.04-04-2012
Ronald Lewis ScaleraPlanMember Securities CorporationSecurities America, Inc.$10005-01-2012
Bryan Alan HummelPlanMember Securities CorporationSecurities America, Inc.$10005-01-2012
Glen Edward WoodardRoyal Alliance Associates, Inc.Securities America, Inc.$50002-28-2013
Robert Lee RosenbergLincoln InvestmentSecurities America, Inc.$50006-19-2013
John A CrumbLPL Financial LLCSecurities America, Inc.12-20-2013
Glenn Akiva FishmanHornor, Townsend & Kent, LLCSecurities America, Inc.$10003-12-2014
Jervis WongFocused Wealth Management, Inc.Securities America, Inc.04-07-2014
Jonathan Lifschutz, David ReedMorgan StanleySecurities America, Inc.$7504-17-2014
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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