Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joshua Thomas McCarthyNYLIFE Securities LLCSignator Investors, Inc.10-16-2018
Frederick William TimmAllstate Financial Services, LLCSignator Investors, Inc.10-04-2018
Loizos Michael ProdromouTransamerica Financial Advisors, IncSignator Investors, Inc.04-05-2018
Sam KodariVanderbilt Securities, LLCSignator Investors, Inc.01-05-2018
Daniel Rocco MarianHazard & Siegel, Inc.Signator Investors, Inc.01-02-2018
Joseph Santo GranatoINVEST Financial CorporationSignator Investors, Inc.11-03-2017
Thomas L Dolin IIPruco Securities, LLC.Signator Investors, Inc.09-19-2017
Derek A. MekaPruco Securities, LLC.Signator Investors, Inc.08-09-2017
Jack David ShafferWells Fargo Clearing Services, LLCSignator Investors, Inc.05-10-2017
Christopher Biagio PolsinelliPrincipal Securities, Inc.Signator Investors, Inc.11-16-2016
Luguang LuanLincoln Financial Advisors CorporationSignator Investors, Inc.11-01-2016
Mary Anne G. TreenM&T Securities, Inc.Signator Investors, Inc.09-13-2016
Kenneth I WeinsteinM&T Securities, Inc.Signator Investors, Inc.08-15-2016
Samuel Hawks GoodhueMetLife Securities Inc.Signator Investors, Inc.11-13-2015
Polly P. MohanPrincipal Securities, Inc.Signator Investors, Inc.10-16-2015
Sheldon Jay Walker Jr.LPL Financial LLCSignator Investors, Inc.09-30-2015
Mark J WellsMetLife Securities Inc.Signator Investors, Inc.09-09-2015
Jason Christopher LennoxMetLife Securities Inc.Signator Investors, Inc.09-01-2015
John Lawrence JonesMML Investors Services, LLCSignator Investors, Inc.$5007-16-2015
Eric C SchulzMetLife Securities Inc.Signator Investors, Inc.06-03-2015
Niall Michael MorrisseyJ.P. Morgan Securities LLCSignator Investors, Inc.05-07-2015
Paul Nicholas DonasAmeriprise Financial Services, LLCSignator Investors, Inc.$2502-06-2015
Lisa Diane Brazak-KinyonMetLife Securities Inc.Signator Investors, Inc.09-11-2014
Michael I HepnerQuestar Capital CorporationSignator Investors, Inc.09-08-2014
Douglas Peter CastrenPrincipal Securities, Inc.Signator Investors, Inc.08-19-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.