Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Nicholas DonasAmeriprise Financial Services, Inc.Signator Investors, Inc.$2502-06-2015
Pierre M AwadallaRoyal Alliance Associates, Inc.Signator Investors, Inc.$20611-02-2018
Ramesh Chandra GoelRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Richard Charles OndreickaRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Richard Michael WintersRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Richard Ronald BaginskiNYLIFE Securities LLCSignator Investors, Inc.09-12-2011
Robert A TavarezRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert Anthony DeSantoRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert Glen SherRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Robert P BurgioRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Roger Dean WernerRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Sam KodariVanderbilt Securities, LLCSignator Investors, Inc.$15001-05-2018
Samantha R FinnertyRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Sarwar Zaman KhanNYLIFE Securities LLCSignator Investors, Inc.10-02-2012
Sheldon Jay Walker Jr.LPL Financial LLCSignator Investors, Inc.09-30-2015
Shulem EhrenfeldMML Investors Services, LLCSignator Investors, Inc.04-06-2012
Stephen Thomas SullivanRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Steven Cronin CastrelloRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Steven Dana GoodwinRoyal Alliance Associates, Inc.Signator Investors, Inc.$2511-02-2018
Steven Marc RuttgeizerRoyal Alliance Associates, Inc.Signator Investors, Inc.$1011-02-2018
Thomas A Rodak Jr.Royal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Thomas Nicholas LeonardoRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Timothy Gerrod CorcoranRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
Todd Mccabe O'DonnellAXA Advisors, LLCSignator Investors, Inc.08-27-2010
William Barrett PhillipsRoyal Alliance Associates, Inc.Signator Investors, Inc.11-02-2018
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Showing 76 to 100 of 103 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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