Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brett Ian GoldsteinVanderbilt Securities, LLCUBS Financial Services Inc.$5004-26-2019
Thomas R KoveleskieMorgan StanleyUBS Financial Services Inc.$2504-26-2019
Dominick DiBonaRaymond James & Associates, Inc.UBS Financial Services Inc.$19003-29-2019
Nicholas Anthony FiegoliRaymond James Financial Services, Inc.UBS Financial Services Inc.$5003-26-2019
Abe PomerancWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2019
John Francis BracaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-14-2019
John Philip CallimanisJ.P. Morgan Securities LLCUBS Financial Services Inc.$15001-18-2019
Vivek MahajanJ.P. Morgan Securities LLCUBS Financial Services Inc.$10001-18-2019
Damian Mark BairdMorgan StanleyUBS Financial Services Inc.$5011-16-2018
Alex Harris WrenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$110-22-2018
Neil Jeffrey LernerMorgan StanleyUBS Financial Services Inc.$10010-19-2018
Donald DevittoRBC Capital Markets, LLCUBS Financial Services Inc.$1010-18-2018
Kimberly Ann AlbanoMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.08-13-2018
Benjamin Neil CohenWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-11-2018
Marc Michael CohenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-11-2018
Stephen Scott PatireWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1204-25-2018
Jane WasserstromOppenheimer & Co. Inc.UBS Financial Services Inc.04-10-2018
John Vincent Keane Jr.Morgan StanleyUBS Financial Services Inc.03-14-2018
Brandt Judah CybulMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$15003-02-2018
Daniel Paul MotherwayNational Securities CorporationUBS Financial Services Inc.$2501-16-2018
Peter Damian RohnWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-12-2018
Peter Lawrence RohnWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-12-2018
Bernie Lee TownesJanney Montgomery Scott LLCUBS Financial Services Inc.$10011-30-2017
Christopher M NassanWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-30-2017
Darren Anthony DequatroRaymond James Financial Services, Inc.UBS Financial Services Inc.11-30-2017
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Showing 1 to 25 of 439 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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