Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bennett Harris BermanLPL Financial LLCUBS Financial Services Inc.$2503-26-2020
Paola A. GallegoMorgan StanleyUBS Financial Services Inc.03-19-2020
Philip GiammarinoKestra Investment Services, LLCUBS Financial Services Inc.$9203-13-2020
Sean Michael RussellKestra Investment Services, LLCUBS Financial Services Inc.$15603-13-2020
Matthew Joseph QuigleyEmpire Asset Management CompanyUBS Financial Services Inc.03-02-2020
Lawrence Michael BeckMorgan StanleyUBS Financial Services Inc.02-28-2020
Paul Rene VigueMorgan StanleyUBS Financial Services Inc.$25002-28-2020
Renato John RealiMorgan StanleyUBS Financial Services Inc.$21702-28-2020
Lisa Mc CaddenMorgan StanleyUBS Financial Services Inc.02-28-2020
William Scranton PlattMorgan StanleyUBS Financial Services Inc.$36702-28-2020
Grant William TemplinMorgan StanleyUBS Financial Services Inc.02-28-2020
Richard William VincentA.G.P / Alliance Global PartnersUBS Financial Services Inc.$11802-24-2020
Alex Gregory GoldsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.02-05-2020
Matthew Evans McKeeMorgan StanleyUBS Financial Services Inc.01-29-2020
Philip G PalumboPrivate Client Services, LLCUBS Financial Services Inc.$10001-17-2020
Jonathan Jackson BerubePark Avenue Securities LLCUBS Financial Services Inc.01-16-2020
Anthony M. SmallStifel, Nicolaus & Company, IncorporatedUBS Financial Services Inc.12-09-2019
James Joseph LombardiWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-14-2019
Kenneth David SilvermanCetera Advisor Networks LLCUBS Financial Services Inc.11-05-2019
Regina Marie ConnellyPurshe Kaplan Sterling InvestmentsUBS Financial Services Inc.10-14-2019
Casey MitchellOppenheimer & Co. Inc.UBS Financial Services Inc.10-04-2019
Timothy William McNamaraMorgan StanleyUBS Financial Services Inc.10-04-2019
James Frederick JosephMorgan StanleyUBS Financial Services Inc.10-04-2019
Vera LjuljdjurajGoldman Sachs & Co.UBS Financial Services Inc.$5010-01-2019
Erica H. LandskroenerJ.P. Morgan Securities LLCUBS Financial Services Inc.09-19-2019
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Showing 1 to 25 of 655 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.