Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abe PomerancWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2019
Alex Harris WrenWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-22-2018
Benjamin Neil CohenWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-11-2018
Peter Damian RohnWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-12-2018
Peter Lawrence RohnWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-12-2018
Lori SchillerWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-30-2017
Christopher M NassanWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-30-2017
Sean Michael McBrideWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-30-2017
Kevin Michael NewWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-10-2017
Mitchell David KriegerWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-19-2017
Amy Jeanne SullivanWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-30-2017
Maria Norma Vi T. De Los ReyesWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-30-2017
Paul Stephen Haberek Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.02-24-2017
Donald Robert PageWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-22-2015
Benjamin MarcanoWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-06-2015
Randi SpeedlingWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-06-2015
Michael Harold ReubenWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-10-2014
Matthew Joseph SotlandWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-15-2013
Kevin Joseph Meehan Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.10-15-2013
William M BlackWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-28-2013
Courtenay Aaron HathcockWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-28-2013
Edward James Collins Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.03-28-2013
Daniel Solomon KlonskyWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-26-2012
Erik CamererWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-30-2012
David Adam ElfenbeinWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-13-2012
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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