Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Abraham KleinNiagara International Capital LimitedWaddell & Reed$5006-29-2017
Branden Casey FairclothNiagara International Capital LimitedWaddell & Reed06-29-2017
Christopher James SwansonRaymond James & Associates, Inc.Waddell & Reed11-08-2011
Christopher Mark CouillardMetLife Securities Inc.Waddell & Reed06-29-2015
Emily Catherine BurdettMetLife Securities Inc.Waddell & Reed07-16-2015
Eric J. BensonLPL Financial LLCWaddell & Reed$1008-01-2013
Eric S. JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed06-18-2012
Erika Lee JensenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed06-03-2010
Frank Earl Kunker IVLPL Financial LLCWaddell & Reed$5007-28-2011
George Walter KauffmanAmerican Portfolios Financial Services, Inc.Waddell & Reed07-12-2016
Jodie Lynn BorlaugBrighton Securities Corp.Waddell & Reed03-05-2010
John Don MorrealePurshe Kaplan Sterling InvestmentsWaddell & Reed$2501-23-2015
John Joseph ConawayLPL Financial LLCWaddell & Reed$10007-28-2011
Joseph John SpinelliAmerican Portfolios Financial Services, Inc.Waddell & Reed$1007-12-2016
Katherine Suzanne FleischmannLPL Financial LLCWaddell & Reed06-02-2014
Kathleen M. FlynnNYLIFE Securities LLCWaddell & Reed02-07-2014
Kevin Michael PezzeLPL Financial LLCWaddell & Reed07-14-2014
Lucas M StuartHornor, Townsend & Kent, LLCWaddell & Reed02-14-2011
Mark Christopher LarsenPurshe Kaplan Sterling InvestmentsWaddell & Reed$5001-23-2015
Mark Phillip Alcorn Jr.Purshe Kaplan Sterling InvestmentsWaddell & Reed$1005-05-2014
Miralem CecunjaninJ.P. Morgan Securities LLCWaddell & Reed08-18-2014
Patrick Anthony CuilloCitigroup Global Markets Inc.Waddell & Reed07-26-2018
Paula Marie RogalaAmerican Portfolios Financial Services, Inc.Waddell & Reed07-12-2016
Rebecca Robin KeeseyManning & Napier Investor Services, Inc.Waddell & Reed04-11-2011
Richard Vincent LasalaAegis Capital Corp.Waddell & Reed$15007-23-2018
Next Page »

Showing 1 to 25 of 31 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.