Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis SurmanekMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$7212-07-2016
Greg BauerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$7504-19-2013
David ElfenbeinUBS Financial Services Inc. Inc.Wells Fargo Advisors$8504-19-2012
Bruce GelfandUBS Financial Services Inc. Inc.Wells Fargo Advisors$8912-18-2013
Giuseppe GigliottiCapital OneWells Fargo Advisors$10009-05-2017
Craig A. GoldbergMorgan StanleyWells Fargo Advisors$10404-02-2015
Jonathan H. ZuckerMorgan StanleyWells Fargo Advisors$10904-02-2015
Zoran VazDavid Lerner AssociatesWells Fargo Advisors$11111-10-2011
Michael RussoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors$12512-07-2016
Matthew J. Sotland, Donald J. BorowiakUBS Financial Services Inc. Inc.Wells Fargo Advisors$12910-15-2013
Lee DubinskyUBS Financial Services Inc. Inc.Wells Fargo Advisors$14009-12-2014
Joseph JaworskiMorgan StanleyWells Fargo Advisors$15210-18-2011
Cynthia ColinMorgan StanleyWells Fargo Advisors$15407-17-2012
Chris Carbone, Bill BrucatoRBC Wealth ManagementWells Fargo Advisors$16006-27-2014
Christian E. Burke, Jr., Jeff AltomariMorgan StanleyWells Fargo Advisors$16505-10-2013
Bob Coombs, Anthony OrtizLPL Financial LLC LLCWells Fargo Advisors$17606-03-2016
Salvatore Pitti, Matthew PittiMorgan StanleyWells Fargo Advisors$20005-03-2016
Doug WaltersJanney Montgomery ScottWells Fargo Advisors$20207-02-2015
Emir Culov, Amela Culov, Matthew RichardsMorgan StanleyWells Fargo Advisors$23005-10-2018
Norman Lev, Glen Sher, Michael JeshivaMorgan StanleyWells Fargo Advisors$23605-09-2014
John DeLuca, John FabrisMorgan StanleyWells Fargo Advisors$24501-25-2013
Robert Brien, Michael "Chip" Kazacos, Keith Baier, Christopher LaFountainMorgan StanleyWells Fargo Advisors$32002-17-2012
Raymond HayesRBC Wealth ManagementWells Fargo Advisors$32506-23-2010
William Browne, Marc ZupicichMorgan StanleyWells Fargo Advisors$35005-02-2016
Evan Meltzer. Edward Hill, Philip MeltzerMorgan StanleyWells Fargo Advisors$40003-05-2013
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Showing 1 to 25 of 30 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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