Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Seung PaikJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-29-2020
Stephen Edward KrakowerJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$15009-25-2020
Francis Michael St-AmandMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC09-18-2020
Alfred Monroe AllgoodOpen to the Public Investing, Inc.Wells Fargo Clearing Services, LLC09-08-2020
John Robert HoweLPL Financial LLCWells Fargo Clearing Services, LLC08-14-2020
Caitlin Anne KuhnenLPL Financial LLCWells Fargo Clearing Services, LLC08-11-2020
Roger Michael SternMorgan StanleyWells Fargo Clearing Services, LLC$1,00008-07-2020
Eric Lee SternMorgan StanleyWells Fargo Clearing Services, LLC$1,00008-07-2020
Ralph L Rogers JrMorgan StanleyWells Fargo Clearing Services, LLC$5008-07-2020
Ross Michael WeinerAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-10-2020
Garrett B CaplinLPL Financial LLCWells Fargo Clearing Services, LLC06-26-2020
Anthony John La Sala JrStoever, Glass & Company Inc.Wells Fargo Clearing Services, LLC06-16-2020
Elizabeth S BrozenaGreystone Wealth Advisors LLCWells Fargo Clearing Services, LLC06-15-2020
Pat Joseph IngrassiaJanney Montgomery Scott LLCWells Fargo Clearing Services, LLC$10005-21-2020
Michael Joseph DisilvioRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00004-27-2020
Hilary Rose Di SilvioRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-27-2020
Enrique UlloaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-13-2020
Miguel Gianni OlivieraNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC03-26-2020
Francie Lynn BrownRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC03-25-2020
Edgar E BoneHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC03-18-2020
Adam Ross LevyLPL Financial LLCWells Fargo Clearing Services, LLC$5003-05-2020
Alexander Thomas MaranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-24-2020
James Richard BowlerColsara National Wealth Management LLCWells Fargo Clearing Services, LLC02-07-2020
Mark RomaineNational Securities CorporationWells Fargo Clearing Services, LLC$1,00001-13-2020
Gary Kim SymanskyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5001-03-2020
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Showing 1 to 25 of 354 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.