Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raymond Thomas MinicucciUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15002-06-2009
John Patrick O'Leary Jr.UBS Financial Services Inc.Wells Fargo Clearing Services, LLC$1002-20-2009
Sean Edward HattrickUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$15002-27-2009
William Roger McGuinnRBC Capital Markets, LLCWells Fargo Clearing Services, LLC03-06-2009
Brandon Lee Edmondson Jr.Morgan StanleyWells Fargo Clearing Services, LLC$2505-22-2009
Patrick Christopher KellyRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$5005-29-2009
Jeffrey Bernard AltieriRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$2505-29-2009
Michael David BianchiRBC Capital Markets, LLCWells Fargo Clearing Services, LLC05-29-2009
Glenn CohenEdward JonesWells Fargo Clearing Services, LLC07-31-2009
Serina Marie DanskerCapitol Securities Management, Inc.Wells Fargo Clearing Services, LLC$5008-06-2009
Robert Douglas EigenMorgan StanleyWells Fargo Clearing Services, LLC12-18-2009
Francisco Javier VacaMorgan StanleyWells Fargo Clearing Services, LLC05-14-2010
Frank Michael LavianoMorgan StanleyWells Fargo Clearing Services, LLC09-08-2010
Howard Lee HorowitzMorgan StanleyWells Fargo Clearing Services, LLC09-10-2010
Robert John LavancoLPL Financial LLCWells Fargo Clearing Services, LLC10-18-2010
Peter James HallMML Investors Services, LLCWells Fargo Clearing Services, LLC10-18-2010
David John CressRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$15011-22-2010
Timothy Ray ThompsonRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2511-22-2010
Francisabel MedinaMorgan StanleyWells Fargo Clearing Services, LLC02-04-2011
Michael Eugene Russell, Philip Giammarino, Sean Michael RussellUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$5004-08-2011
Gregory John TessarCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-02-2011
Tatiana De Morais PinhoMorgan StanleyWells Fargo Clearing Services, LLC05-02-2011
Michael PiccoloMorgan StanleyWells Fargo Clearing Services, LLC$5005-20-2011
Robert Lewis DeerMorgan StanleyWells Fargo Clearing Services, LLC$2509-16-2011
Jimmy QuanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$2501-10-2012
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Showing 1 to 25 of 218 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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