Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Leslie SapersteinMorgan StanleyWells Fargo Clearing Services, LLC$10003-28-2014
Aaron Nathan WolsonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$15002-17-2012
Abaristo Calero Jr.Citigroup Global Markets Inc.Wells Fargo Clearing Services, LLC08-29-2016
Adam DunbarSteward Partners Investment Advisory, LLCWells Fargo Clearing Services, LLC$1,00001-17-2019
Adam Michael CafarellaStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC01-21-2014
Adam OliensisAXA Advisors, LLCWells Fargo Clearing Services, LLC05-28-2013
Adam Ross LevyLPL Financial LLCWells Fargo Clearing Services, LLC$5003-05-2020
Adam WrightMaxim Group LLCWells Fargo Clearing Services, LLC09-11-2009
Adel TalebpourNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC08-10-2018
Adrian Brendan KieransPurshe Kaplan Sterling InvestmentsWells Fargo Clearing Services, LLC06-03-2015
Aileen EppigStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$10005-19-2009
Ajet MetaliajKey Investment Services LLCWells Fargo Clearing Services, LLC03-07-2011
Alan Evan KoepplinHSBC Securities (USA) Inc.Wells Fargo Clearing Services, LLC04-03-2013
Alan Howard CohnStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$5002-08-2010
Alan Scott WinstonMorgan Stanley & Co. LLCWells Fargo Clearing Services, LLC02-01-2009
Alan SoFirst Republic Securities Company, LLCWells Fargo Clearing Services, LLC02-15-2019
Aldo RubinoJefferies LLCWells Fargo Clearing Services, LLC12-18-2014
Alex Adolfo OrtizFidelity Brokerage Services LLCWells Fargo Clearing Services, LLC09-08-2016
Alexander Morgan SmithOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC01-07-2016
Alexander Thomas MaranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-24-2020
Allan Peter RentzKey Investment Services LLCWells Fargo Clearing Services, LLC02-24-2017
Allison GuzmanRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5006-28-2018
Allison R BardenMorgan StanleyWells Fargo Clearing Services, LLC01-18-2017
Alyssa GoldsteinCiti Private Advisory, LLCWells Fargo Clearing Services, LLC06-07-2018
Amal BenbrahimLPL Financial LLCWells Fargo Clearing Services, LLC$5010-14-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.