Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vito Michael PetrielloAXA Advisors, LLCAllstate Financial Advisors, LLC05-01-2019
Richard A LogalboAXA Advisors, LLCJ.P. Morgan Securities LLC$15004-18-2019
Thomas Hongkyo KimAXA Advisors, LLCTransamerica Financial Advisors, Inc03-14-2019
William Benjamin GreenmanAXA Advisors, LLCCetera Advisors LLC$112-21-2018
Orrie I ElbaumAXA Advisors, LLCHSBC Securities (USA) Inc.12-20-2018
Anastasia Jean RayAXA Advisors, LLCM&T Securities, Inc.08-24-2018
Myra MillerAXA Advisors, LLCPFS Investments Inc.$2508-17-2018
Marco B FranzellaAXA Advisors, LLCMML Investors Services, LLC05-11-2018
Jermaine Nicholas NepaulAXA Advisors, LLCTransamerica Financial Advisors, Inc05-09-2018
Thomas Edward DooneyAXA Advisors, LLCMorgan Stanley04-27-2018
Arthur KorsunAXA Advisors, LLCHornor, Townsend & Kent, LLC03-16-2018
Anthony Michael ReboliniAXA Advisors, LLCINVEST Financial Corporation12-07-2017
Aneka Tracey GrandisonAXA Advisors, LLCPFS Investments Inc.10-26-2017
Daniel Anthony BragaAXA Advisors, LLCLPL Financial LLC09-28-2017
Frank James Ward Jr.AXA Advisors, LLCTransamerica Financial Advisors, Inc09-21-2017
Dawn Kami CharmatzAXA Advisors, LLCPFS Investments Inc.08-31-2017
Jason D DanheiserAXA Advisors, LLCCitizens Securities, Inc.08-31-2017
Jordan Anthony MielkeAXA Advisors, LLCETFMG Financial LLC08-11-2017
Wynn Lyle BowmanAXA Advisors, LLCCambridge Investment Research, Inc.06-02-2017
Adam SchwartzAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-19-2017
Eric Brady LubinAXA Advisors, LLCGFI Securities LLC04-11-2017
Adrienne E TurnerAXA Advisors, LLCLincoln Financial Advisors Corporation04-07-2017
Danny Shiva SookramAXA Advisors, LLCAegis Capital Corp.04-07-2017
Brian Alexander BattistaAXA Advisors, LLCEdward Jones03-17-2017
John James Thomson Jr.AXA Advisors, LLCMetLife Securities Inc.$2502-17-2017
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Showing 1 to 25 of 149 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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