Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dylan Jacob LambertAXA Advisors, LLCNorthwestern Mutual Investment Services, LLC03-16-2020
Alan Stephen KatkinAXA Advisors, LLCAmeriprise Financial Services, LLC$5003-05-2020
Sarwar Zaman KhanAXA Advisors, LLCNYLIFE Securities LLC02-27-2020
Christian V GrecoAXA Advisors, LLCAndrew Garrett Inc.02-18-2020
Kristian Michael HernandezAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-22-2019
Evan Joseph RadinAXA Advisors, LLCVisions Analysis LLC11-07-2019
Jonathan E LevittAXA Advisors, LLCCitigroup Global Markets Inc.10-31-2019
Arthur Gary SaltersAXA Advisors, LLCAllstate Financial Services, LLC10-09-2019
Brandon JaimesAXA Advisors, LLCFirst Command Financial Planning, Inc.09-20-2019
Stela DjuzoAXA Advisors, LLCKey Investment Services LLC09-03-2019
Matthew Thomas SheehanAXA Advisors, LLCJ.P. Morgan Securities LLC08-22-2019
Michael BattagliaAXA Advisors, LLCEdward Jones08-20-2019
Darren OlivieriAXA Advisors, LLCAegis Capital Corp.$15008-16-2019
Shameeza AllyAXA Advisors, LLCMML Investors Services, LLC08-07-2019
Mustaque Haider ChoudhuryAXA Advisors, LLCMML Investors Services, LLC$15708-02-2019
Thomas C BungerAXA Advisors, LLCAllstate Financial Services, LLC07-03-2019
Christine Rosemary VayAXA Advisors, LLCUSA Financial Securities Corporation07-01-2019
Gregory PrymaczekAXA Advisors, LLCSignature Securities$5006-12-2019
Joseph Patrick KazlauAXA Advisors, LLCNYLIFE Securities LLC06-07-2019
Ryan C. FaleyAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2019
Vito Michael PetrielloAXA Advisors, LLCAllstate Financial Services, LLC05-01-2019
Richard A LogalboAXA Advisors, LLCJ.P. Morgan Securities LLC$15004-18-2019
Nathaniel David KellyAXA Advisors, LLCTIAA-CREF Individual & Institutional Services, LLC04-09-2019
Alexander Daniel TantleffAXA Advisors, LLCJ.P. Morgan Securities LLC$15003-26-2019
Thomas Hongkyo KimAXA Advisors, LLCTransamerica Financial Advisors, Inc03-14-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.