Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nathanael KelleyAXA Advisors, LLCMetLife Securities Inc.01-08-2009
Jason Scott FitzAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-01-2009
Amber Alicia CreightonAXA Advisors, LLCAmeriprise Financial Services, Inc.08-28-2009
Jarrett S. PlafkerAXA Advisors, LLCMetLife Securities Inc.10-13-2009
Arthur Ira BelkinAXA Advisors, LLCWellfleet Investments LLC10-30-2009
Alan Michael EppersAXA Advisors, LLCOppenheimer & Co. Inc.$25012-16-2009
Michael Jay VanvrankenAXA Advisors, LLCKey Investment Services LLC$50001-18-2010
Peter David SukeenaAXA Advisors, LLCEdward Jones01-26-2010
Marc David AnazagastyAXA Advisors, LLCMetLife Securities Inc.04-30-2010
Tracy Michele TitusAXA Advisors, LLCChase Investment Services Corp.05-18-2010
Fredric Lee HirschbeinAXA Advisors, LLCNationwide Securities, LLC07-06-2010
Jared Gordon ShulmanAXA Advisors, LLCProEquities, Inc.07-06-2010
Sanaz Sonya TabriziAXA Advisors, LLCMetLife Securities Inc.07-29-2010
Todd Mccabe O'DonnellAXA Advisors, LLCSignator Investors, Inc.08-27-2010
Cordula Ursula DandarawAXA Advisors, LLCEdward Jones12-09-2010
Timothy Jon VeazeyAXA Advisors, LLCNew England Securities$10002-01-2011
Daniel Albert McAuliffeAXA Advisors, LLCDynasty Capital Partners, Inc.03-15-2011
Joseph John Lamanna Jr.AXA Advisors, LLCHSBC Securities (USA) Inc.$50004-01-2011
Bradley Dean HaysletteAXA Advisors, LLCAdirondack Trading Group LLC05-24-2011
Ken HaraAXA Advisors, LLCAmeriprise Financial Services, Inc.$23006-30-2011
Robert Silvio TuddaAXA Advisors, LLCChase Investment Services Corp.$10008-31-2011
Michael John O'DareAXA Advisors, LLCHornor, Townsend & Kent, LLC$50009-02-2011
Linda Grace BanksAXA Advisors, LLCHSBC Securities (USA) Inc.09-20-2011
Anton Ramel LewisAXA Advisors, LLCNational Securities Corporation10-20-2011
Joseph Monteleone IIIAXA Advisors, LLCNYLIFE Securities LLC01-03-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.