Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abdul H ChowdhuryAXA Advisors, LLCJ.P. Morgan Securities LLC11-02-2015
Abraham Eustorgio RiveraAXA Advisors, LLCJ.P. Morgan Securities LLC11-09-2015
Adam OliensisAXA Advisors, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)05-28-2013
Adam SchwartzAXA Advisors, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-19-2017
Adrienne E TurnerAXA Advisors, LLCLincoln Financial Advisors Corporation$10004-07-2017
Alan Michael EppersAXA Advisors, LLCOppenheimer & Co. Inc.$25012-16-2009
Alexander Daniel TantleffAXA Advisors, LLCJ.P. Morgan Securities LLC$15003-26-2019
Alexander Guy NeriAXA Advisors, LLCW&S Brokerage Services, Inc.06-12-2014
Amber Alicia CreightonAXA Advisors, LLCAmeriprise Financial Services, Inc.08-28-2009
Anastasia Jean RayAXA Advisors, LLCM&T Securities, Inc.08-24-2018
Andreas Savvas KoudellouAXA Advisors, LLCJ.P. Morgan Securities LLC09-30-2016
Andrew J KraussAXA Advisors, LLCNational Securities Corporation07-28-2015
Andrew John PallasAXA Advisors, LLCCambridge Investment Research, Inc.06-06-2016
Aneka Tracey Ann GrandisonAXA Advisors, LLCPFS Investments Inc.10-26-2017
Anthony Dean MazzeiAXA Advisors, LLCPruco Securities, LLC.04-27-2018
Anthony Michael ReboliniAXA Advisors, LLCINVEST Financial Corporation12-07-2017
Anthony Vincent PettinelliAXA Advisors, LLCWoodmen Financial Services, Inc.05-23-2013
Anton Ramel LewisAXA Advisors, LLCNational Securities Corporation10-20-2011
Ariel Moshe SerberAXA Advisors, LLCMetLife Securities Inc.$24012-07-2012
Aron Adam MestelAXA Advisors, LLCMML Investors Services, LLC$10008-12-2013
Arthur Ira BelkinAXA Advisors, LLCWellfleet Investments LLC10-30-2009
Arthur KorsunAXA Advisors, LLCHornor, Townsend & Kent, LLC03-16-2018
Austin Thomas JettAXA Advisors, LLCChimera Securities, LLC10-25-2013
Benjamin P ManleyAXA Advisors, LLCMorgan Stanley08-21-2013
Benjamin Timothy HussongAXA Advisors, LLCMutual of Omaha Investor Services, Inc.05-07-2014
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Showing 1 to 25 of 177 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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