Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andre ManganoAegis Capital Corp.HSBC Securities (USA) Inc.03-19-2019
Anthony T HoAegis Capital Corp.B. Riley Wealth Management03-01-2019
Michael Nunzio DiconzaAegis Capital Corp.Oppenheimer & Co. Inc.$15008-29-2018
Richard Vincent LasalaAegis Capital Corp.Waddell & Reed$15007-23-2018
Robert Spencer Bryce Jr.Aegis Capital Corp.National Securities Corporation07-05-2018
Michael Frank VetereAegis Capital Corp.TFS Securities, Inc.06-21-2018
Michael J RosadoAegis Capital Corp.National Securities Corporation$5005-10-2018
Patrick Jude EsparragoAegis Capital Corp.National Securities Corporation$5005-10-2018
Michael Anthony SchiavelloAegis Capital Corp.National Securities Corporation$5009-11-2017
James J MarianiAegis Capital Corp.National Securities Corporation$5009-06-2017
Anthony T DevitoAegis Capital Corp.National Securities Corporation09-01-2017
Edward Brian HaggertyAegis Capital Corp.National Securities Corporation$5009-01-2017
George Anthony TapinekisAegis Capital Corp.National Securities Corporation$5009-01-2017
Peter MamaisAegis Capital Corp.National Securities Corporation$5009-01-2017
Vasilios TakosAegis Capital Corp.National Securities Corporation09-01-2017
Nathan KodsiAegis Capital Corp.National Securities Corporation$5008-15-2017
Anthony John LobelloAegis Capital Corp.Ameriprise Financial Services, Inc.$2506-28-2017
Keenan BrathwaiteAegis Capital Corp.Spartan Capital Securities, LLC06-14-2017
Mark Sam KoltaAegis Capital Corp.National Asset Management, Inc.06-08-2017
Anthony SantarpiaAegis Capital Corp.National Securities Corporation$105-02-2017
Lance Allan MoodyAegis Capital Corp.National Securities Corporation$1002-17-2017
Robert David BalseiroAegis Capital Corp.Seidel & Co., LLC02-08-2017
Jeremy Joseph MoralesAegis Capital Corp.NYLIFE Securities LLC01-27-2017
Harlene Liss GantmanAegis Capital Corp.UBS Financial Services Inc.12-19-2016
Todd Michael EllentuckAegis Capital Corp.UBS Financial Services Inc.12-12-2016
Next Page »

Showing 1 to 25 of 251 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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