Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Michael GiordanoAegis Capital Corp.GunnAllen Financial, Inc$25002-19-2010
Joseph Robert DulisseAegis Capital Corp.GunnAllen Financial, Inc02-19-2010
Anthony William LapadulaAegis Capital Corp.GunnAllen Financial, Inc02-19-2010
Steven DubinskyAegis Capital Corp.GunnAllen Financial, Inc02-19-2010
Craig Matthew PravataAegis Capital Corp.GunnAllen Financial, Inc02-19-2010
Marinos BallasAegis Capital Corp.GunnAllen Financial, Inc02-19-2010
Salvatore GambinoAegis Capital Corp.GunnAllen Financial, Inc$5002-19-2010
Scott Neil HananelAegis Capital Corp.GunnAllen Financial, Inc$2502-19-2010
Barry Alan GoldsteinAegis Capital Corp.GunnAllen Financial, Inc02-19-2010
Bryan RodriguezAegis Capital Corp.GunnAllen Financial, Inc02-19-2010
Rick John SandeAegis Capital Corp.GunnAllen Financial, Inc02-19-2010
Cesar Ramos JrAegis Capital Corp.GunnAllen Financial, Inc02-22-2010
Roberto BirardiAegis Capital Corp.GunnAllen Financial, Inc$5003-12-2010
Confrence Godwin GbajeAegis Capital Corp.GunnAllen Financial, Inc03-22-2010
Paulinus HuiAegis Capital Corp.GunnAllen Financial, Inc03-22-2010
Raffaele GambardellaAegis Capital Corp.GunnAllen Financial, Inc$503-22-2010
Jared David SharfmanAegis Capital Corp.GunnAllen Financial, Inc03-22-2010
Mark Robert LanzaAegis Capital Corp.GunnAllen Financial, Inc03-22-2010
Brian McKevittAegis Capital Corp.GunnAllen Financial, Inc03-26-2010
David William Styfco JrAegis Capital Corp.GunnAllen Financial, Inc04-07-2010
Jules Harold AugusAegis Capital Corp.Westrock Advisors, Inc.$25010-04-2010
Oleg BychkovAegis Capital Corp.Investors Capital Corp.10-28-2010
Philip Ian SmolowitzAegis Capital Corp.Stifel, Nicolaus & Company, Incorporated11-01-2010
Michael Earl MossAegis Capital Corp.Stifel, Nicolaus & Company, Incorporated11-10-2010
Michael Moss Phil SmolowitzAegis Capital Corp.Stifel, Nicolaus & Company, Incorporated$15012-09-2010
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Showing 1 to 25 of 127 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.