Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan BostwickAllstate Financial Services, LLCLPL Financial LLC$2307-23-2019
Elizabeth Marie BiehlerAllstate Financial Services, LLCM&T Securities, Inc.$2512-06-2018
Riyaad Magnus KhanAllstate Financial Services, LLCPruco Securities, LLC.09-25-2018
Dennis Richard MurphyAllstate Financial Services, LLCPruco Securities, LLC.07-13-2018
Adam Joshua PaganettiAllstate Financial Services, LLCPFS Investments Inc.05-25-2018
Vito Michael PetrielloAllstate Financial Services, LLCHD Vest Investment Services01-03-2018
Paul Robert SteckAllstate Financial Services, LLCPark Avenue Securities LLC11-08-2017
Jieheng ChenAllstate Financial Services, LLCPruco Securities, LLC.09-21-2017
Joseph Earl DegnanAllstate Financial Services, LLCPruco Securities, LLC.09-05-2017
Michael EllerAllstate Financial Services, LLCPark Avenue Securities LLC08-29-2017
Richard Charles PetersenAllstate Financial Services, LLCNYLIFE Securities LLC07-28-2017
Salvatore A SpagnuoloAllstate Financial Services, LLCLifeMark Securities Corp.07-13-2017
John Lawrence JonesAllstate Financial Services, LLCMML Investors Services, LLC06-13-2017
Kai F HuiAllstate Financial Services, LLCMML Investors Services, LLC$1006-06-2017
Craig Alanson PapkeAllstate Financial Services, LLCState Farm VP Management Corp.04-12-2017
Innocent Bamituni EnayeAllstate Financial Services, LLCCetera Financial Specialists LLC03-30-2017
Steven Michael CaparcoAllstate Financial Services, LLCMML Investors Services, LLC03-30-2017
Steven Marc HunsbergerAllstate Financial Services, LLCState Farm VP Management Corp.03-24-2017
Charles Jason NoonanAllstate Financial Services, LLCState Farm VP Management Corp.03-14-2017
Michael FalcoAllstate Financial Services, LLCEquity Services, Inc.03-09-2017
Jason R. CampbellAllstate Financial Services, LLCMML Investors Services, LLC02-09-2017
Markus Miguel Williams Jr.Allstate Financial Services, LLCMML Investors Services, LLC01-30-2017
Louis KarpAllstate Financial Services, LLCNYLIFE Securities LLC01-20-2017
Shamiao QuAllstate Financial Services, LLCState Farm VP Management Corp.01-05-2017
Alaine Danielle MacdougallAllstate Financial Services, LLCNYLIFE Securities LLC12-09-2016
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Showing 1 to 25 of 104 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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