Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Hermann Widmer TrochaAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC03-04-2009
Earl Keith CoyAllstate Financial Services, LLCHD Vest Investment Services06-11-2009
Carl David HelbigAllstate Financial Services, LLCState Farm VP Management Corp.12-15-2009
Robert Bruce TeitelbaumAllstate Financial Services, LLCMetLife Securities Inc.03-02-2010
Gregg Michael NeishAllstate Financial Services, LLCHSBC Securities (USA) Inc.03-02-2010
Darren Randall SetAllstate Financial Services, LLCCitigroup Global Markets Inc.11-15-2010
Andrew David SikoraAllstate Financial Services, LLCPaychex Securities Corporation11-29-2010
Richard Standish ArthurAllstate Financial Services, LLCMetLife Securities Inc.09-29-2011
Gary S KatzAllstate Financial Services, LLCMetLife Securities Inc.09-30-2011
Eric M. SpringAllstate Financial Services, LLCAXA Distributors, LLC02-10-2012
Daryl Robert RoweAllstate Financial Services, LLCMetLife Securities Inc.05-17-2012
David Gordon FellAllstate Financial Services, LLCMetLife Securities Inc.08-24-2012
James Edward McCannAllstate Financial Services, LLCGilford Securities Incorporated12-10-2012
Richard James RugelAllstate Financial Services, LLCMetLife Securities Inc.12-19-2012
James Joseph MotaAllstate Financial Services, LLCMML Investors Services, LLC06-18-2013
Linda Marie HeckathornAllstate Financial Services, LLCAXA Advisors, LLC06-25-2013
Michael MuiAllstate Financial Services, LLCPFS Investments Inc.08-07-2013
Josephine Maria CazilasAllstate Financial Services, LLCPruco Securities, LLC.08-15-2013
Wayne Owen DrazekAllstate Financial Services, LLCNYLIFE Securities LLC08-15-2013
Lester KelseyAllstate Financial Services, LLCMetLife Securities Inc.09-03-2013
George RamageAllstate Financial Services, LLCMetLife Securities Inc.11-25-2013
Matthew Edward DziedzicAllstate Financial Services, LLCState Farm VP Management Corp.01-23-2014
Ronald Gerald RizzoAllstate Financial Services, LLCCabot Lodge Securities LLC02-20-2014
Silvia RomanitaAllstate Financial Services, LLCMetLife Securities Inc.05-08-2014
Vincent John Daly Jr.Allstate Financial Services, LLCNYLIFE Securities LLC$5007-08-2014
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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