Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan BostwickAllstate Financial Services, LLCLPL Financial LLC07-23-2019
Xiufeng YangAllstate Financial Services, LLCMML Investors Services, LLC07-17-2019
Mark Wesley BakerAllstate Financial Services, LLCMML Investors Services, LLC06-20-2019
Michael A. AshtonAllstate Financial Services, LLCPruco Securities, LLC.05-14-2019
James Anthony GeraciAllstate Financial Services, LLCMML Investors Services, LLC05-07-2019
Amos GeviliAllstate Financial Services, LLCMML Investors Services, LLC03-28-2019
Arslanamin ShahAllstate Financial Services, LLCMML Investors Services, LLC03-27-2019
Edward HackettAllstate Financial Services, LLCMML Investors Services, LLC03-06-2019
Louis Anthony Costantino IIIAllstate Financial Services, LLCNYLIFE Securities LLC02-14-2019
Riyaad Magnus KhanAllstate Financial Services, LLCPruco Securities, LLC.09-25-2018
Adam Joshua PaganettiAllstate Financial Services, LLCPFS Investments Inc.05-25-2018
Mary Ann NicholsAllstate Financial Services, LLCCadaret, Grant & Co., Inc.11-30-2017
Jieheng ChenAllstate Financial Services, LLCPruco Securities, LLC.09-21-2017
Michael EllerAllstate Financial Services, LLCPark Avenue Securities LLC08-29-2017
Richard Charles PetersenAllstate Financial Services, LLCNYLIFE Securities LLC07-28-2017
Salvatore SpagnuoloAllstate Financial Services, LLCLifeMark Securities Corp.07-13-2017
James V. ProsperiAllstate Financial Services, LLCHornor, Townsend & Kent, LLC05-04-2017
Craig Alanson PapkeAllstate Financial Services, LLCState Farm VP Management Corp.04-12-2017
Innocent B EnayeAllstate Financial Services, LLCCetera Financial Specialists LLC03-30-2017
Steven Michael CaparcoAllstate Financial Services, LLCMML Investors Services, LLC03-30-2017
Charles Jason NoonanAllstate Financial Services, LLCState Farm VP Management Corp.03-14-2017
Louis KarpAllstate Financial Services, LLCNYLIFE Securities LLC01-20-2017
Mark Alan McGinnisAllstate Financial Services, LLCMetLife Securities Inc.09-29-2016
Muthiah Gurusamy SaravananAllstate Financial Services, LLCNYLIFE Securities LLC08-25-2016
Sean Adam WorthAllstate Financial Services, LLCMML Investors Services, LLC04-25-2016
Next Page »

Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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