Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Alan SeitzAmerican Portfolios Financial Services, Inc.Advisors Asset Management, Inc.01-09-2013
Steven Ira KolinskyAmerican Portfolios Financial Services, Inc.Allied Beacon Partners, Inc.04-09-2013
Jason M. KolinskyAmerican Portfolios Financial Services, Inc.Allied Beacon Partners, Inc.04-08-2013
Joseph Edward StorzingerAmerican Portfolios Financial Services, Inc.Ameriprise Financial Services, LLC$1003-07-2017
David Efrem WarshawAmerican Portfolios Financial Services, Inc.Ameriprise Financial Services, LLC$1010-26-2010
Nicholas John EfthemisAmerican Portfolios Financial Services, Inc.Ameriprise Financial Services, LLC$1001-29-2010
Charles Edgar Hanny IVAmerican Portfolios Financial Services, Inc.Ameriprise Financial Services, LLC$1001-29-2010
James Gilmore WoodAmerican Portfolios Financial Services, Inc.APW Capital, Inc.08-19-2015
David Jay RothfeldAmerican Portfolios Financial Services, Inc.Avantax Investment Services, Inc.11-15-2019
David Michael Pulcini Jr.American Portfolios Financial Services, Inc.AXA Advisors, LLC08-17-2018
John P. HarmsAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC08-17-2018
Joseph A PrestigiacomoAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC08-17-2018
Alexander Guy NeriAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC08-17-2018
Marshal A. ScheidtAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC08-17-2018
Ryan SullivanAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC03-20-2015
Anthony L. SimonettiAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$1010-24-2014
Daniel Stephen DipaolaAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$5010-03-2014
Jacob BoyceAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC10-03-2014
Adam C. MorganAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC10-03-2014
Thomas Kelly QueriAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC10-02-2014
Ryan Phillip RussoAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC05-21-2014
Mark William GiordanoAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC05-21-2014
Robert Adrian ShufordAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$15001-06-2014
Whitney Wilson MerrillAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$5002-26-2013
Robert Joseph St GeorgeAmerican Portfolios Financial Services, Inc.AXA Advisors, LLC$5002-03-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.