Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Lee DavidsonAmerican Portfolios Financial Services, Inc.Raymond James Financial Services, Inc.$10001-26-2009
Ronald Richard WaseleskiAmerican Portfolios Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50003-06-2009
Steven Joseph HipsleyAmerican Portfolios Financial Services, Inc.American Funds Distributors, Inc.$50006-22-2009
Gloria Arsonia PottsAmerican Portfolios Financial Services, Inc.American Portfolios Financial Services, Inc.$10007-01-2009
Mark Lewton HopkinsAmerican Portfolios Financial Services, Inc.LPL Financial LLC07-02-2009
Gerard TrappAmerican Portfolios Financial Services, Inc.UBS Financial Services Inc.$50007-17-2009
Patricia Ann TrappAmerican Portfolios Financial Services, Inc.UBS Financial Services Inc.$50007-17-2009
Brendan Kernkamp LeaveyAmerican Portfolios Financial Services, Inc.Janney Montgomery Scott LLC$50007-24-2009
Frank Joseph OcelloAmerican Portfolios Financial Services, Inc.Janney Montgomery Scott LLC$15007-28-2009
Linda Kay SachsAmerican Portfolios Financial Services, Inc.TimeCapital Securities Corporation$10007-30-2009
Mark Steven GregoryAmerican Portfolios Financial Services, Inc.SagePoint Financial, Inc.07-30-2009
Douglas SchiffmillerAmerican Portfolios Financial Services, Inc.BluePrint Wealth Alliance, LLC$10008-06-2009
Meredith M DiamondAmerican Portfolios Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-07-2009
Nicholas P NachburAmerican Portfolios Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$77008-10-2009
Craig A. CiszewskiAmerican Portfolios Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25008-11-2009
Kevin Michael McCarthyAmerican Portfolios Financial Services, Inc.Intercarolina Financial Services, Inc.$50008-17-2009
Frank Anthony MonteAmerican Portfolios Financial Services, Inc.Mutual Service Corporation$10008-21-2009
Christopher MuratoriAmerican Portfolios Financial Services, Inc.Mutual Service Corporation$50008-25-2009
Delbert John SmithAmerican Portfolios Financial Services, Inc.Mutual Service Corporation08-31-2009
John Brendan DobbertinAmerican Portfolios Financial Services, Inc.LPL Financial LLC$25009-03-2009
Steven John SchmidtAmerican Portfolios Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50009-03-2009
Jack KaneAmerican Portfolios Financial Services, Inc.Penn Plaza Brokerage, Ltd.$50009-03-2009
Thomas Garvin Jr.American Portfolios Financial Services, Inc.Penn Plaza Brokerage, Ltd.$25009-04-2009
Ely SteinfeldAmerican Portfolios Financial Services, Inc.Penn Plaza Brokerage, Ltd.$25009-04-2009
Diana Marie CurbeloAmerican Portfolios Financial Services, Inc.Penn Plaza Brokerage, Ltd.$25009-04-2009
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Showing 1 to 25 of 209 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.