Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam C MorganAmerican Portfolios Financial Services, Inc.Equitable Advisors, LLC10-03-2014
Adam Michael MarkAmerican Portfolios Financial Services, Inc.Long Grove Trading Co.09-28-2009
Alan David KahnAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC$2502-18-2014
Alexander Guy NeriAmerican Portfolios Financial Services, Inc.Equitable Advisors, LLC08-17-2018
Anthony L SimonettiAmerican Portfolios Financial Services, Inc.Equitable Advisors, LLC10-24-2014
Anubhav MullickAmerican Portfolios Financial Services, Inc.Cetera Advisors LLC05-17-2019
Brendan Kernkamp LeaveyAmerican Portfolios Financial Services, Inc.Janney Montgomery Scott LLC$5007-24-2009
Brian James ProvostAmerican Portfolios Financial Services, Inc.Equitable Advisors, LLC$2312-10-2010
Brian Keith RicklesAmerican Portfolios Financial Services, Inc.FSC Securities Corporation08-23-2011
Brian QuatraleAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC05-19-2014
Carlton Leon JacksonAmerican Portfolios Financial Services, Inc.Cadaret, Grant & Co., Inc.$2507-31-2020
Carmine Joseph PassanteAmerican Portfolios Financial Services, Inc.Legend Equities Corporation$2508-15-2016
Christina Margaret GiglioAmerican Portfolios Financial Services, Inc.Cambridge Investment Research, Inc.07-30-2020
Christopher James WolfeAmerican Portfolios Financial Services, Inc.Park Avenue Securities LLC$2504-28-2017
Christopher MuratoriAmerican Portfolios Financial Services, Inc.Mutual Service Corporation$5008-25-2009
Christopher Thomas GillonAmerican Portfolios Financial Services, Inc.Sandgrain Securities LLC$5002-24-2012
Colette Rebecca BitzasAmerican Portfolios Financial Services, Inc.Equitable Advisors, LLC07-19-2010
Connie Lynn GilderhusAmerican Portfolios Financial Services, Inc.MML Investors Services, LLC07-07-2020
Dan F DwyerAmerican Portfolios Financial Services, Inc.Novem Group09-20-2019
Daniel James BlondellAmerican Portfolios Financial Services, Inc.Cadaret, Grant & Co., Inc.$10007-31-2020
Daniel Joseph AspenleiterAmerican Portfolios Financial Services, Inc.Cadaret, Grant & Co., Inc.07-31-2020
Daniel Lawrence PolanskyAmerican Portfolios Financial Services, Inc.Wells Fargo Clearing Services, LLC$5003-02-2018
Daniel Peter LarsenAmerican Portfolios Financial Services, Inc.Cetera Advisor Networks LLC11-07-2018
Daniel Stephen DipaolaAmerican Portfolios Financial Services, Inc.Equitable Advisors, LLC10-03-2014
Daniel Steven Williams JrAmerican Portfolios Financial Services, Inc.MetLife Securities Inc.06-20-2016
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Showing 1 to 25 of 150 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.