Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
George William HuntAmeriprise Financial Services, Inc.Morgan Stanley05-25-2018
Dominic StillettiAmeriprise Financial Services, Inc.Capital One Investing, LLC$23405-23-2018
Christopher Herridge RuskAmeriprise Financial Services, Inc.B. Riley Wealth Management05-18-2018
Daniel James O'SheaAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5005-11-2018
Steven A PattonAmeriprise Financial Services, Inc.J.P. Morgan Institutional Investments Inc.05-09-2018
Philip Nathaniel HoweAmeriprise Financial Services, Inc.MML Investors Services, LLC05-04-2018
Robert E. Francis Jr.Ameriprise Financial Services, Inc.MML Investors Services, LLC05-04-2018
Aaron J. MorgensternAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-16-2018
Vincent Albert PiscitelliAmeriprise Financial Services, Inc.NYLIFE Securities LLC04-04-2018
John Benjamin LevittAmeriprise Financial Services, Inc.AXA Advisors, LLC$5004-02-2018
Jason Raymond SaveyAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.03-02-2018
Richard L. BeanAmeriprise Financial Services, Inc.UBS Financial Services Inc. Inc.$7702-16-2018
Richard Louis BeanAmeriprise Financial Services, Inc.UBS Financial Services Inc.02-16-2018
John Gerard TyczynskiAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$25002-13-2018
Scott Lawrence BraunAmeriprise Financial Services, Inc.AXA Advisors, LLC02-06-2018
Ryan Lambert, Cheri Amsden, Daniel Miller, James Phillips, Christopher Spratt, Mark WellsAmeriprise Financial Services, Inc.MML Investors Services$29402-01-2018
James Lee PhillipsAmeriprise Financial Services, Inc.MML Investors Services, LLC02-01-2018
Christopher John SprattAmeriprise Financial Services, Inc.MML Investors Services, LLC02-01-2018
Mark J WellsAmeriprise Financial Services, Inc.MML Investors Services, LLC02-01-2018
Daniel Douglas MillerAmeriprise Financial Services, Inc.MML Investors Services, LLC02-01-2018
Michael John O'KeeffeAmeriprise Financial Services, Inc.Fidelity Brokerage Services LLC01-18-2018
Michael Charles FaroAmeriprise Financial Services, Inc.Morgan Stanley12-21-2017
Nick Armando DematteisAmeriprise Financial Services, Inc.Morgan Stanley12-21-2017
Domenico Attillio CarlucciAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$3812-08-2017
Anthony BaroneAmeriprise Financial Services, Inc.Wells Fargo Advisors$12512-01-2017
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Showing 51 to 75 of 211 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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