Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Harry ArmonAmeriprise Financial Services, Inc.MML Investors Services, LLC$5006-12-2015
Robert James PecoraroAmeriprise Financial Services, Inc.Morgan Stanley$5004-24-2015
Kalle Jaan RugaAmeriprise Financial Services, Inc.Investacorp, Inc.04-22-2015
Sandy Peter Romeo Jr.Ameriprise Financial Services, Inc.UBS Financial Services Inc.04-17-2015
John Paul Benns Jr.Ameriprise Financial Services, Inc.MetLife Securities Inc.04-15-2015
Ann Lucy HerreroAmeriprise Financial Services, Inc.Edward Jones$10003-27-2015
Catherine McGrathAmeriprise Financial Services, Inc.MetLife Securities Inc.$1003-16-2015
Marc Barrett LevyAmeriprise Financial Services, Inc.MetLife Securities Inc.02-10-2015
Marc LevyAmeriprise Financial Services, Inc.MetLife Securities$6202-09-2015
Paul Nicholas DonasAmeriprise Financial Services, Inc.Signator Investors, Inc.$2502-06-2015
David Leon LynnAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.01-30-2015
William GeraghtyAmeriprise Financial Services, Inc.MJ Whitman$16501-23-2015
William John GeraghtyAmeriprise Financial Services, Inc.Etico Partners, LLC01-23-2015
Robert LumAmeriprise Financial Services, Inc.MJ Whitman$7601-20-2015
Robert Boyce LumAmeriprise Financial Services, Inc.Etico Partners, LLC$15001-20-2015
Giovanni CannoneAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2501-09-2015
Luigi MuccitelliAmeriprise Financial Services, Inc.Bay Crest Partners, LLC01-09-2015
George Flurence Crowley IIIAmeriprise Financial Services, Inc.American Portfolios Financial Services, Inc.12-09-2014
Scott NeffAmeriprise Financial Services, Inc.Morgan Stanley$11611-28-2014
Henry C MatheisAmeriprise Financial Services, Inc.LPL Financial LLC$5011-03-2014
Steven Jay MillerAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$2511-03-2014
Anthony Salvatore ZambriAmeriprise Financial Services, Inc.Equity Services, Inc.10-24-2014
Kevin Francis VasilikAmeriprise Financial Services, Inc.Equity Services, Inc.10-24-2014
Matthew Roy MeddaughAmeriprise Financial Services, Inc.National Planning Corporation08-22-2014
Louis CilibertiAmeriprise Financial Services, Inc.American Portfolios$15007-21-2014
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Showing 126 to 150 of 211 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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