Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Louis C CilibertiAmeriprise Financial Services, Inc.American Portfolios Financial Services, Inc.07-21-2014
Dominick John RioloAmeriprise Financial Services, Inc.National Securities Corporation07-03-2014
Christopher Stephen O'DellAmeriprise Financial Services, Inc.Allstate Financial Services, LLC06-24-2014
Todd Jay GellerAmeriprise Financial Services, Inc.Janney Montgomery Scott LLC04-28-2014
Daniel Lewis HohenbergAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.03-06-2014
Carlos Gregory HeviaAmeriprise Financial Services, Inc.TFS Securities, Inc.03-04-2014
Joel Eziekel BlumAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-14-2014
Michael LiguoriAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC12-13-2013
Alan Neal TocmanAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-12-2013
Michael Cooper, Sidney CooperAmeriprise Financial Services, Inc.Morgan Stanley$20011-29-2013
Michael Bruce CooperAmeriprise Financial Services, Inc.Morgan Stanley11-29-2013
Sidney CooperAmeriprise Financial Services, Inc.Morgan Stanley11-29-2013
Robert Gregory MennonaAmeriprise Financial Services, Inc.Morgan Stanley11-07-2013
Joseph James LisantiAmeriprise Financial Services, Inc.HSBC Securities (USA) Inc.11-04-2013
Gerard SimonelliAmeriprise Financial Services, Inc.American Investment Planners LLC$2508-28-2013
Holley Marianne Smaldone-CraggAmeriprise Financial Services, Inc.Morgan Stanley08-16-2013
Jonathan B. AbramsAmeriprise Financial Services, Inc.HSBC Private Bank$8106-24-2013
Jonathan Benjamin AbramsAmeriprise Financial Services, Inc.HSBC Securities (USA) Inc.06-24-2013
Scott Jay MatalonAmeriprise Financial Services, Inc.National Securities Corporation05-31-2013
Douglas Joseph MessinaAmeriprise Financial Services, Inc.HighTower Securities, LLC$15005-21-2013
Michael David HirschAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2012
James William KellyAmeriprise Financial Services, Inc.J.D. Nicholas & Associates, Inc.11-19-2012
Najala LangloisAmeriprise Financial Services, Inc.LPL Financial LLC$1010-02-2012
Vladimir Nicolay BoulatnikovAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5009-28-2012
Jeffrey MillerAmeriprise Financial Services, Inc.AXA Advisors, LLC09-18-2012
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Showing 151 to 175 of 211 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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