Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carmelo Thomas NicolosiAmeriprise Financial Services, Inc.DLG Wealth Management LLC08-03-2012
Justin Beer WeintraubAmeriprise Financial Services, Inc.Gilford Financial Corp.06-22-2012
Edna Louise HaughneyAmeriprise Financial Services, Inc.Morgan Stanley$2506-18-2012
Maria Lee BlessingAmeriprise Financial Services, Inc.Hamilton Cavanaugh & Associates, Inc.06-07-2012
John Michael WallopAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2012
Jonathan Spencer LondonAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-16-2012
Jonathan James GoromAmeriprise Financial Services, Inc.Chase Investment Services Corp.04-09-2012
Mark BrellisAmeriprise Financial Services, Inc.Morgan Stanley$8103-16-2012
Aaron Nathan WolsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15002-17-2012
David BoersigAmeriprise Financial Services, Inc.UBS Financial Services Inc. Inc.01-13-2012
Michael James VegaAmeriprise Financial Services, Inc.Chase Investment Services Corp.$1001-13-2012
Eric Matthew PennaAmeriprise Financial Services, Inc.AXA Advisors, LLC11-02-2011
Sheila SpicehandlerAmeriprise Financial Services, Inc.Morgan Stanley$20010-03-2011
Sheila Leah SpicehandlerAmeriprise Financial Services, Inc.Morgan Stanley09-30-2011
Charles Robert SpeerAmeriprise Financial Services, Inc.Edward Jones$2508-25-2011
Timothy Ray HiltonAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2507-29-2011
James Harold VenezianoAmeriprise Financial Services, Inc.Chase Investment Services Corp.06-08-2011
Jeffrey Paul StognerAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.$5005-06-2011
Joshua Daniel Brown, Ronald Alston RienasAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2011
Shamir Dov HirschAmeriprise Financial Services, Inc.Chase Investment Services Corp.02-16-2011
Kerry Marie PhelanAmeriprise Financial Services, Inc.Foresters Financial Services, Inc.01-04-2011
Harold Milton BrandellAmeriprise Financial Services, Inc.HD Vest Investment Services12-15-2010
Jonathan Ian EhrlichAmeriprise Financial Services, Inc.Tower Square Securities, Inc.11-22-2010
Vincent A MennitiAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.10-01-2010
Normand Richard Fluet Jr.Ameriprise Financial Services, Inc.Signator Investors, Inc.08-03-2010
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Showing 176 to 200 of 211 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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