Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron J. MorgensternAmeriprise Financial Services, Inc.J.P. Morgan Securities LLC04-16-2018
Aaron Nathan WolsonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15002-17-2012
Alan A MelamedAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Alan Neal TocmanAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.12-12-2013
Amy Jennifer BoyleAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC03-24-2017
Andrew DinardoAmeriprise Financial Services, Inc.AXA Advisors, LLC12-17-2018
Andrew ElmoreAmeriprise Financial Services, Inc.AXA Advisors, LLC10-15-2018
Andrew Harris LindenbergAmeriprise Financial Services, Inc.AXA Advisors, LLC08-24-2018
Ann Lucy HerreroAmeriprise Financial Services, Inc.Edward Jones$10003-27-2015
Anthony BaroneAmeriprise Financial Services, Inc.Wells Fargo Advisors$12512-01-2017
Anthony Charles BaroneAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$17112-01-2017
Anthony J Rocchio IIIAmeriprise Financial Services, Inc.TIAA-CREF Individual & Institutional Services, LLC07-11-2019
Anthony Philip PalumboAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$2502-03-2017
Anthony Salvatore ZambriAmeriprise Financial Services, Inc.Equity Services, Inc.10-24-2014
Arlo James HanleyAmeriprise Financial Services, Inc.UBS Financial Services Inc.$10008-31-2017
Arthur C ZapesochnyAmeriprise Financial Services, Inc.AXA Advisors, LLC09-14-2018
Benjamin C LingenfelterAmeriprise Financial Services, Inc.LPL Financial LLC06-04-2018
Beverly Marie LuftAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$14406-16-2017
Brian Timothy ConlonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5012-07-2018
Bruce Allan MaierAmeriprise Financial Services, Inc.AXA Advisors, LLC$5009-14-2018
Bryant Paul WeintraubAmeriprise Financial Services, Inc.H&R Block Financial Advisors, Inc.10-05-2009
Calvin R. KongAmeriprise Financial Services, Inc.Morgan Stanley$14110-26-2018
Carlos Gregory HeviaAmeriprise Financial Services, Inc.TFS Securities, Inc.03-04-2014
Carmelo Thomas NicolosiAmeriprise Financial Services, Inc.DLG Wealth Management LLC08-03-2012
Catherine McGrathAmeriprise Financial Services, Inc.MetLife Securities Inc.$1003-16-2015
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Showing 1 to 25 of 212 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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