Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan B AbramsAmeriprise Financial Services, LLCHSBC Securities (USA) Inc.$8106-24-2013
Michael GimlinAmeriprise Financial Services, LLCNational Planning Corporation$11707-01-2016
Louis CilibertiAmeriprise Financial Services, LLCAmerican Portfolios Financial Services, Inc.$15007-21-2014
John Ross Billy Diodato Dan Buckley Jack FraserAmeriprise Financial Services, LLCMML Investors Services, LLC$30403-15-2019
Gregory MantoAmeriprise Financial Services, LLCEquitable Advisors, LLC$5808-10-2018
Ryan Lambert Cheri Amsden Daniel Miller James Phillips Christopher Spratt Mark WellsAmeriprise Financial Services, LLCMML Investors Services, LLC$29402-01-2018
Marc LevyAmeriprise Financial Services, LLCMetLife Securities Inc.$6202-09-2015
Debra Feaser Michael EisenbraunAmeriprise Financial Services, LLCEdward Jones$21511-02-2018
Calvin R KongAmeriprise Financial Services, LLCMorgan Stanley$14110-26-2018
Marcy Rose Joseph SorannoAmeriprise Financial Services, LLCMorgan Stanley$18507-07-2018
Richard L BeanAmeriprise Financial Services, LLCUBS Financial Services Inc.$7702-16-2018
Anthony BaroneAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$12512-01-2017
Gregory AloisioAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10312-19-2016
Michael FisherAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$19312-05-2016
Scott NeffAmeriprise Financial Services, LLCMorgan Stanley$11611-28-2014
Michael Cooper Sidney CooperAmeriprise Financial Services, LLCMorgan Stanley$20011-29-2013
Mark BrellisAmeriprise Financial Services, LLCMorgan Stanley$8103-16-2012
David BoersigAmeriprise Financial Services, LLCUBS Financial Services Inc.01-13-2012
Sheila SpicehandlerAmeriprise Financial Services, LLCMorgan Stanley$20010-03-2011
Michael AndriaccioAmeriprise Financial Services, LLCCetera$7808-26-2016
Sandra SmithAmeriprise Financial Services, LLCMJ Whitman$23008-28-2015
William GeraghtyAmeriprise Financial Services, LLCMJ Whitman$16501-23-2015
Robert LumAmeriprise Financial Services, LLCMJ Whitman$7601-20-2015
Robert Walker HeagneyAmeriprise Financial Services, LLCCetera Advisor Networks LLC10-02-2020
Thomas EasowAmeriprise Financial Services, LLCEquitable Advisors, LLC09-29-2020
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Showing 1 to 25 of 222 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.