Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anne Elaine Stedge-OutwaterCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
David Vincent ReubenCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.$105-24-2019
Kevin Thomas CurryCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
Deron Bruce GlickertCadaret, Grant & Co., Inc.LPL Financial LLC$105-08-2019
Janice Powers WilliamsCadaret, Grant & Co., Inc.Paradigm Consulting, Inc.$5004-22-2019
Peter Louis Corvisiero Jr.Cadaret, Grant & Co., Inc.Stifel, Nicolaus & Company, Incorporated$5003-27-2019
Gregg Scott LicksteinCadaret, Grant & Co., Inc.SagePoint Financial, Inc.01-09-2019
Michael Owen WilliamsCadaret, Grant & Co., Inc.Allstate Financial Services, LLC11-06-2018
Diana S ApostolovaCadaret, Grant & Co., Inc.AXA Advisors, LLC04-27-2018
Charles Joseph PolkaCadaret, Grant & Co., Inc.MML Investors Services, LLC01-31-2018
Steven Brian SmithCadaret, Grant & Co., Inc.Northeast Securities, Inc.01-16-2018
Scott Alan FergusonCadaret, Grant & Co., Inc.LPL Financial LLC$2501-02-2018
Cathy L CristmanCadaret, Grant & Co., Inc.M. Griffith Investment Services, Inc.$1,00011-30-2017
David SeleskyCadaret, Grant & Co., Inc.MML Investors Services, LLC11-13-2017
James Gordon DursoCadaret, Grant & Co., Inc.INVEST Financial Corporation$2510-11-2017
Douglas Skilton PetersenCadaret, Grant & Co., Inc.GWN Securities Inc.$2509-01-2017
Jenna Ann BrownCadaret, Grant & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2017
Kahlil AdamesCadaret, Grant & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2017
Stephen Michael OrnellaCadaret, Grant & Co., Inc.GWN Securities Inc.08-10-2017
Dean George LeounisCadaret, Grant & Co., Inc.Advanced Group Financial Services, LLC$2508-09-2017
Kathleen Teresa KaffenbergerCadaret, Grant & Co., Inc.INVEST Financial Corporation$2506-05-2017
John George SlifkaCadaret, Grant & Co., Inc.Securities America, Inc.05-24-2017
Daniel Christian KelleyCadaret, Grant & Co., Inc.LPL Financial LLC04-06-2017
Jayette Marie SinclairCadaret, Grant & Co., Inc.Infinex Investments, Inc.04-03-2017
Laura A CooleyCadaret, Grant & Co., Inc.1st Global Capital Corp.03-23-2017
Next Page »

Showing 1 to 25 of 115 entries

Page 1 | 2 | 3 | 4 | 5

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.