Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anne Elaine Stedge-OutwaterCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
David Vincent ReubenCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.$105-24-2019
Kevin Thomas CurryCadaret, Grant & Co., Inc.Royal Alliance Associates, Inc.05-24-2019
Deron Bruce GlickertCadaret, Grant & Co., Inc.LPL Financial LLC$105-08-2019
Janice Powers WilliamsCadaret, Grant & Co., Inc.Paradigm Consulting, Inc.$5004-22-2019
Peter Louis Corvisiero Jr.Cadaret, Grant & Co., Inc.Stifel, Nicolaus & Company, Incorporated$5003-27-2019
Gregg Scott LicksteinCadaret, Grant & Co., Inc.SagePoint Financial, Inc.01-09-2019
Michael Owen WilliamsCadaret, Grant & Co., Inc.Allstate Financial Services, LLC11-06-2018
Diana S ApostolovaCadaret, Grant & Co., Inc.AXA Advisors, LLC04-27-2018
Charles Joseph PolkaCadaret, Grant & Co., Inc.MML Investors Services, LLC01-31-2018
Steven Brian SmithCadaret, Grant & Co., Inc.Northeast Securities, Inc.01-16-2018
Scott Alan FergusonCadaret, Grant & Co., Inc.LPL Financial LLC$2501-02-2018
Cathy L CristmanCadaret, Grant & Co., Inc.M. Griffith Investment Services, Inc.$1,00011-30-2017
David SeleskyCadaret, Grant & Co., Inc.MML Investors Services, LLC11-13-2017
James Gordon DursoCadaret, Grant & Co., Inc.INVEST Financial Corporation$2510-11-2017
Douglas Skilton PetersenCadaret, Grant & Co., Inc.GWN Securities Inc.$2509-01-2017
Jenna Ann BrownCadaret, Grant & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2017
Kahlil AdamesCadaret, Grant & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2017
Stephen Michael OrnellaCadaret, Grant & Co., Inc.GWN Securities Inc.08-10-2017
Dean George LeounisCadaret, Grant & Co., Inc.Advanced Group Financial Services, LLC$2508-09-2017
Kathleen Teresa KaffenbergerCadaret, Grant & Co., Inc.INVEST Financial Corporation$2506-05-2017
John George SlifkaCadaret, Grant & Co., Inc.Securities America, Inc.05-24-2017
Daniel Christian KelleyCadaret, Grant & Co., Inc.LPL Financial LLC04-06-2017
Jayette Marie SinclairCadaret, Grant & Co., Inc.Infinex Investments, Inc.04-03-2017
Laura A CooleyCadaret, Grant & Co., Inc.1st Global Capital Corp.03-23-2017
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Showing 1 to 25 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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