Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Laura A CooleyCadaret, Grant & Co., Inc.1st Global Capital Corp.03-23-2017
Dean George LeounisCadaret, Grant & Co., Inc.Advanced Group Financial Services, LLC$1008-09-2017
Richard Scott BakewellCadaret, Grant & Co., Inc.American General Securities Incorporated03-09-2009
David Frederick BrownCadaret, Grant & Co., Inc.American General Securities Incorporated02-02-2009
Diana S ApostolovaCadaret, Grant & Co., Inc.AXA Advisors, LLC04-27-2018
Robert H. Knepka Jr.Cadaret, Grant & Co., Inc.AXA Advisors, LLC09-23-2013
John Joseph PennaCadaret, Grant & Co., Inc.Blackridge Asset Management, LLC08-21-2019
John Joseph PennaCadaret, Grant & Co., Inc.Blackridge Asset Management, LLC08-21-2019
Carl Michael Baggetta Jr.Cadaret, Grant & Co., Inc.Bolton Global Capital$3701-04-2016
Robert Scott LevineCadaret, Grant & Co., Inc.Brighton Securities Corp.$5005-20-2009
Louis Francis Kolano Jr.Cadaret, Grant & Co., Inc.Cetera Investment Services LLC11-20-2009
John Edward StanojevCadaret, Grant & Co., Inc.Cincinnati Analysts, Inc.$1003-02-2010
Stephen Matthew KyneCadaret, Grant & Co., Inc.Equity Services, Inc.11-02-2009
Adam Fletcher DoigCadaret, Grant & Co., Inc.Equity Services, Inc.11-02-2009
Terence William EngelsCadaret, Grant & Co., Inc.Excel Securities & Associates, Inc.06-19-2013
Debra Ann BrownCadaret, Grant & Co., Inc.Foresters Financial Services, Inc.08-13-2014
Raymond Jerome Luce IIICadaret, Grant & Co., Inc.Foresters Financial Services, Inc.12-17-2010
Joshua Michael PalmerCadaret, Grant & Co., Inc.FSC Securities Corporation10-01-2012
Douglas Skilton PetersenCadaret, Grant & Co., Inc.GWN Securities Inc.$2509-01-2017
James Edward McElhinny Jr.Cadaret, Grant & Co., Inc.GWN Securities Inc.02-25-2015
Gary Daniel LucasCadaret, Grant & Co., Inc.GWN Securities Inc.05-08-2009
Shane Michael AlsworthCadaret, Grant & Co., Inc.HD Vest Investment Services11-17-2015
Gary Thomas Kolodziejczyk Sr.Cadaret, Grant & Co., Inc.Hornor, Townsend & Kent, LLC12-12-2016
Craig Gerald FitzpatrickCadaret, Grant & Co., Inc.HSBC Securities (USA) Inc.03-24-2010
Jayette Marie SinclairCadaret, Grant & Co., Inc.Infinex Investments, Inc.04-03-2017
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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