Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Louis Anthony GuzzettaCadaret, Grant & Co., Inc.Raymond James Financial Services, Inc.$1002-02-2009
David Frederick BrownCadaret, Grant & Co., Inc.American General Securities Incorporated02-02-2009
Richard Scott BakewellCadaret, Grant & Co., Inc.American General Securities Incorporated03-09-2009
Gary Daniel LucasCadaret, Grant & Co., Inc.GWN Securities Inc.05-08-2009
Robert Scott LevineCadaret, Grant & Co., Inc.Brighton Securities Corp.$5005-20-2009
Jonathan David WeirCadaret, Grant & Co., Inc.Lincoln Financial Advisors Corporation06-16-2009
John Robert Ressler Jr.Cadaret, Grant & Co., Inc.Mutual Service Corporation08-18-2009
Joseph J SindoniCadaret, Grant & Co., Inc.Key Investment Services LLC09-09-2009
Stephen Matthew KyneCadaret, Grant & Co., Inc.Equity Services, Inc.11-02-2009
Adam Fletcher DoigCadaret, Grant & Co., Inc.Equity Services, Inc.11-02-2009
Louis Francis Kolano Jr.Cadaret, Grant & Co., Inc.Cetera Investment Services LLC11-20-2009
James William FlanaganCadaret, Grant & Co., Inc.UBS Financial Services Inc.$2502-16-2010
John Edward StanojevCadaret, Grant & Co., Inc.Cincinnati Analysts, Inc.$1003-02-2010
Craig Gerald FitzpatrickCadaret, Grant & Co., Inc.HSBC Securities (USA) Inc.03-24-2010
Philip Joseph Fulco Jr.Cadaret, Grant & Co., Inc.New Horizons Asset Management Group, LLC08-13-2010
Gregory Leonard Kozerski Sr.Cadaret, Grant & Co., Inc.Waterford Advisors, LLC$2508-26-2010
Jeffrey Loren HaxtonCadaret, Grant & Co., Inc.Signator Investors, Inc.10-20-2010
Paul J KoepferCadaret, Grant & Co., Inc.The O.N. Equity Sales Company11-26-2010
Raymond Jerome Luce IIICadaret, Grant & Co., Inc.Foresters Financial Services, Inc.12-17-2010
Bryan James ParmleyCadaret, Grant & Co., Inc.Principal Securities, Inc.05-02-2011
Todd Matthew WanglerCadaret, Grant & Co., Inc.Woodbury Financial Services, Inc.$5006-17-2011
Brenda Laura Isabel MonkCadaret, Grant & Co., Inc.Key Investment Services LLC06-24-2011
John Rodney TarnowCadaret, Grant & Co., Inc.Morgan Stanley$2508-05-2011
Jonathan Keith JaegerCadaret, Grant & Co., Inc.RBC Capital Markets, LLC$5003-09-2012
Eugene Paul O'Connor Jr.Cadaret, Grant & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1006-29-2012
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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