Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Michael RotellCambridge Investment Research, Inc.Kestra Investment Services, LLC$107-24-2018
Robert Wayne RomeoCambridge Investment Research, Inc.TIAA-CREF Individual & Institutional Services, LLC$5003-21-2018
Athanacios ArapidisCambridge Investment Research, Inc.Cetera Advisors LLC$5003-01-2018
Matthew Scott EggarCambridge Investment Research, Inc.AXA Advisors, LLC01-03-2018
Raymond Patrick CraneCambridge Investment Research, Inc.1st Global Capital Corp.12-01-2017
Stephen Allen ParkisonCambridge Investment Research, Inc.American Portfolios Financial Services, Inc.$110-26-2017
Janet Lynn LakeCambridge Investment Research, Inc.CUSO Financial Services, L.P.04-17-2017
John Konefal Jr.Cambridge Investment Research, Inc.Key Investment Services LLC01-25-2017
John Paul EnrightCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation10-21-2016
William Patrick CarrollCambridge Investment Research, Inc.Cetera Advisor Networks LLC$2510-17-2016
James Joseph LukezicCambridge Investment Research, Inc.Oppenheimer & Co. Inc.07-27-2016
Timothy Francis FraserCambridge Investment Research, Inc.Cetera Advisors LLC$5004-19-2016
Kathleen Elizabeth O'Donnell LutherCambridge Investment Research, Inc.Ridgeway Conger Advisory Services$2512-04-2015
Christopher James DaceyCambridge Investment Research, Inc.Next Financial Group, Inc.09-04-2015
Lorraine Meloro ReithCambridge Investment Research, Inc.Northern Lights Distributors, LLC09-04-2015
Christopher Scott RennaCambridge Investment Research, Inc.LPL Financial LLC08-10-2015
Douglas Marc AbbateCambridge Investment Research, Inc.LPL Financial LLC$108-10-2015
Olivier AllainCambridge Investment Research, Inc.LPL Financial LLC$5008-10-2015
Peter Karl BenekeCambridge Investment Research, Inc.LPL Financial LLC$5008-10-2015
Ryan Christopher FaleyCambridge Investment Research, Inc.LPL Financial LLC08-10-2015
Kevin Walter DiamondCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC07-24-2015
Jeffrey Michael TrugmanCambridge Investment Research, Inc.MetLife Securities Inc.$2501-30-2015
Bryan TrugmanCambridge Investment Research, Inc.MetLife Securities Inc.$5012-05-2014
David ChoitCambridge Investment Research, Inc.MetLife Securities Inc.$2512-05-2014
Jason Russell KelleyCambridge Investment Research, Inc.Allstate Financial Services, LLC02-07-2014
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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