Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Francis Michael CelonaCambridge Investment Research, Inc.1st Global Capital Corp.12-14-2017
Thomas Patrick GroganCambridge Investment Research, Inc.1st Global Capital Corp.$10012-01-2017
Raymond Patrick CraneCambridge Investment Research, Inc.1st Global Capital Corp.12-01-2017
David Allen NelsonCambridge Investment Research, Inc.1st Global Capital Corp.12-01-2017
Thomas Michael TetteCambridge Investment Research, Inc.1st Global Capital Corp.$10012-06-2013
Kenneth Edward IngersollCambridge Investment Research, Inc.1st Global Capital Corp.$50012-06-2013
Kathleen Elizabeth O'Donnell LutherCambridge Investment Research, Inc.Adirondack Trading Group LLC$25012-04-2015
Jason Russell KelleyCambridge Investment Research, Inc.Allstate Financial Services, LLC02-07-2014
Stephen Allen ParkisonCambridge Investment Research, Inc.American Portfolios Financial Services, Inc.$50010-26-2017
Paul Machiste ViscaCambridge Investment Research, Inc.American Portfolios Financial Services, Inc.10-26-2017
Matthew Scott EggarCambridge Investment Research, Inc.AXA Advisors, LLC01-03-2018
Ross Ramon FabregasCambridge Investment Research, Inc.AXA Advisors, LLC$50011-14-2013
Joseph Paul TuroCambridge Investment Research, Inc.AXA Advisors, LLC06-03-2013
Vipul R MallickCambridge Investment Research, Inc.AXA Advisors, LLC$25002-15-2013
Janet Marie GoulartCambridge Investment Research, Inc.Baystate Wealth Management$25008-30-2013
Alicia Rayna SpevakCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.$50008-20-2018
Lee Edward KalinCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.$82008-20-2018
Scott Michael LippaCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.$10003-21-2014
William Patrick CarrollCambridge Investment Research, Inc.Cetera Advisor Networks LLC$10010-17-2016
Brian Scott GreenbergCambridge Investment Research, Inc.Cetera Advisors LLC02-01-2019
Angelo J. PumaCambridge Investment Research, Inc.Cetera Advisors LLC$20010-08-2018
Athanacios ArapidisCambridge Investment Research, Inc.Cetera Advisors LLC$50003-01-2018
Timothy Francis FraserCambridge Investment Research, Inc.Cetera Advisors LLC$50004-19-2016
Michael M. DelormeCambridge Investment Research, Inc.Clayton Lowell, & Conger Inc08-17-2015
DAVID JOHN NESBITTCambridge Investment Research, Inc.Commonwealth Financial Network$25010-26-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.