Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Akhil KumarCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$2507-13-2018
Alicia Rayna SpevakCambridge Investment Research, Inc.Cadaret, Grant & Co., Inc.$5008-20-2018
Andrew Douglas RobertsCambridge Investment Research, Inc.Wall Street Financial Group, Inc.06-10-2013
Angelo J. PumaCambridge Investment Research, Inc.Cetera Advisors LLC$2010-08-2018
April Beasley BoothCambridge Investment Research, Inc.Wall Street Financial Group, Inc.$1006-10-2013
Athanacios ArapidisCambridge Investment Research, Inc.Cetera Advisors LLC$5003-01-2018
Brendan T JefferyCambridge Investment Research, Inc.Ensemble Financial Services, Inc.05-31-2011
Brian Joseph ImrichCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation01-28-2014
Brian Scott GreenbergCambridge Investment Research, Inc.Cetera Advisors LLC02-01-2019
Bryan TrugmanCambridge Investment Research, Inc.MetLife Securities Inc.$5012-05-2014
Charmaine Valois KaesCambridge Investment Research, Inc.Ensemble Financial Services, Inc.07-18-2011
Christopher James DaceyCambridge Investment Research, Inc.Next Financial Group, Inc.09-04-2015
Christopher Michael NoonanCambridge Investment Research, Inc.LPL Financial LLC08-16-2016
Christopher Scott RennaCambridge Investment Research, Inc.LPL Financial LLC08-10-2015
Daniel Gerard BennettCambridge Investment Research, Inc.MML Investors Services, LLC12-02-2019
Darryl Lawrence KlimowskiCambridge Investment Research, Inc.J.P. Morgan Securities LLC12-04-2019
David Allen NelsonCambridge Investment Research, Inc.1st Global Capital Corp.12-01-2017
David Arron YounisCambridge Investment Research, Inc.Lincoln Financial Advisors Corporation$1011-14-2013
David ChoitCambridge Investment Research, Inc.MetLife Securities Inc.12-05-2014
David John NesbittCambridge Investment Research, Inc.Commonwealth Financial Network$2510-26-2012
David Raymond StromeckiCambridge Investment Research, Inc.Voya Financial Advisors, Inc.10-18-2012
Douglas Marc AbbateCambridge Investment Research, Inc.LPL Financial LLC$1008-10-2015
Francis Michael CelonaCambridge Investment Research, Inc.1st Global Capital Corp.12-14-2017
Gary George CastineCambridge Investment Research, Inc.Ensemble Financial Services, Inc.05-31-2011
Harry Edward BeattyCambridge Investment Research, Inc.FSC Securities Corporation$1710-04-2019
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Showing 1 to 25 of 81 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.