Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
A Dale SchaeferCetera Advisor Networks LLCMML Investors Services, LLC11-27-2013
Andrew Austin SirvisCetera Advisor Networks LLCNational Securities Corporation$15010-21-2019
Brian Michael ThorntonCetera Advisor Networks LLCNational Securities Corporation$2510-21-2019
Catherine Anne WestCetera Advisor Networks LLCLPL Financial LLC$5006-27-2017
David Angelo Tafuto IICetera Advisor Networks LLCSA Stone Wealth Management Inc.02-28-2020
Duncan Fee BrooksCetera Advisor Networks LLCInnovation Partners LLC09-23-2019
Eric ReizisCetera Advisor Networks LLCOppenheimer & Co. Inc.03-10-2017
Joel Michael FishmanCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Kathryn H VunicCetera Advisor Networks LLCHornor, Townsend & Kent, LLC02-11-2015
Kenneth David SilvermanCetera Advisor Networks LLCUBS Financial Services Inc.11-05-2019
Larry Jay SchwartzCetera Advisor Networks LLCRoyal Alliance Associates, Inc.$15010-28-2019
Laura FedorCetera Advisor Networks LLCAdvisorNet Wealth Management12-01-2015
Louis Matthew LevyCetera Advisor Networks LLCNorth Ridge Securities Corp.01-11-2019
Matthew Jed RavdinCetera Advisor Networks LLCPark Avenue Securities LLC03-05-2020
Michael H WestCetera Advisor Networks LLCMorgan Stanley05-02-2016
Michael Wayne SchwartzCetera Advisor Networks LLCRoyal Alliance Associates, Inc.10-28-2019
Neil SolinaCetera Advisor Networks LLCMetLife Securities Inc.$15012-16-2013
Randy Mark BreidbartCetera Advisor Networks LLCNorth Ridge Securities Corp.01-22-2019
Richard Gerard SylvesterCetera Advisor Networks LLCCommonwealth Financial Network$2501-02-2020
Sandra Jean GrinspanCetera Advisor Networks LLCNorth Ridge Securities Corp.01-22-2019
Susan Lynn GeorgeCetera Advisor Networks LLCMetLife Securities Inc.$1,00003-31-2015
Thomas Zachary AstaCetera Advisor Networks LLCSignature Securities$5001-23-2018

Showing 1 to 22 of 22 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.