Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anthony Wilfredo AriasCetera Advisors LLCNYLIFE Securities LLC05-06-2014
Chad Erwin ColbertCetera Advisors LLCINVEST Financial Corporation$50002-15-2012
Charles Wayne RandallCetera Advisors LLCAXA Advisors, LLC06-25-2013
Craig Donald LefeberCetera Advisors LLCHSBC Securities (USA) Inc.07-20-2010
Daniel Guy CoteCetera Advisors LLCUBS Financial Services Inc.$50008-10-2012
David J. PerrottoCetera Advisors LLCChase Investment Services Corp.03-02-2012
Dennis P OconnorCetera Advisors LLCLPL Financial LLC$25008-23-2013
Fernando FuentesCetera Advisors LLCJ.P. Morgan Securities LLC06-26-2019
George CummingsCetera Advisors LLCAXA Advisors, LLC06-01-2013
Jamison Alyn DavisCetera Advisors LLCThe Leaders Group, Inc.$50001-30-2015
Jeffrey Eugene FarkasCetera Advisors LLCEnsemble Financial Services, Inc.03-28-2011
John Alvin ReigelmanCetera Advisors LLCFSC Securities Corporation$25011-23-2009
John Frank DonosoCetera Advisors LLCGilford Financial Corp.$10004-15-2013
John Lawrence Connors Jr.Cetera Advisors LLCGilford Financial Corp.$15009-30-2014
Joseph A MedinaCetera Advisors LLCGilford Financial Corp.$10004-24-2012
Joseph Michael ConwellCetera Advisors LLCLesko Securities Inc.01-01-2016
Joshua Abraham GasteratosCetera Advisors LLCAndrew Garrett Inc.$50002-07-2014
Kathleen Lynn ClarkCetera Advisors LLCAXA Advisors, LLC06-25-2013
Korsa Kuebari NzideeCetera Advisors LLCSecurities America, Inc.07-10-2015
Lance Joseph GildenCetera Advisors LLCJ.P. Morgan Securities LLC09-24-2014
Laura Elizabeth JohnsonCetera Advisors LLCLPL Financial LLC$50001-11-2013
Louis Anthony MazzoneCetera Advisors LLCSignature Securities08-28-2017
Marc Wolfe MazerCetera Advisors LLC1st Global Capital Corp.$25006-12-2013
Mark Sam KoltaCetera Advisors LLCChase Investment Services Corp.$50011-25-2011
Omar K HenryCetera Advisors LLCJ.P. Morgan Securities LLC04-02-2015
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Showing 1 to 25 of 36 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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