Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jiaqi ChenCetera Investment Services LLCJ.P. Morgan Securities LLC11-20-2013
Garry MichelCetera Investment Services LLCJ.P. Morgan Securities LLC04-06-2016
Gregory Philip BoshartCetera Investment Services LLCLeigh Baldwin & Co., LLC$2505-23-2016
Shuhong RongCetera Investment Services LLCLPL Financial LLC09-25-2017
Elizabeth M. LeeCetera Investment Services LLCLPL Financial LLC09-25-2017
Qiadong ZhaoCetera Investment Services LLCLPL Financial LLC09-25-2017
Darrin WerbitskyCetera Investment Services LLCCUNA Brokerage Services, Inc.12-06-2017
Albert Warner Fenical IIICetera Investment Services LLCLPL Financial LLC03-12-2018
Michael Leroy SantorsolaCetera Investment Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-03-2018
Jeffrey Bruce SchneiderCetera Investment Services LLCInfinex Investments, Inc.$2508-13-2018
Keith Miki ZuckerbergCetera Investment Services LLCCapital One Investing, LLC$5009-24-2018
Ahji KoCetera Investment Services LLCHSBC Securities (USA) Inc.10-01-2018
Xiao Qin KomischkeCetera Investment Services LLCCommunityAmerica Financial Solutions, LLC10-27-2018
Rosemary Carolina AbreuCetera Investment Services LLCRoyal Alliance Associates, Inc.$5005-14-2019
Louis Martin WolfsonCetera Investment Services LLCFinancial Resources Group Investment Services, LLC$5006-14-2019
Mark GavrilovCetera Investment Services LLCFinancial Resources Group Investment Services, LLC06-14-2019
Christian Nickolas PappasCetera Investment Services LLCForesters Financial Services, Inc.$5006-20-2019
Jason Joseph BergholdCetera Investment Services LLCForesters Financial Services, Inc.06-20-2019

Showing 1 to 18 of 18 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.