Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Oded Joseph JacobowitzChase Investment Services Corp.Signator Investors, Inc.07-31-2012
Andrew Julius HackChase Investment Services Corp.Wells Fargo Clearing Services, LLC07-01-2012
Jonathan Paul BostwickChase Investment Services Corp.HSBC Securities (USA) Inc.07-01-2012
Timothy Hegeman HaabChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2012
Darlene Ann BubelChase Investment Services Corp.Wells Fargo Clearing Services, LLC06-29-2012
Stephen Christopher Puccia Jr.Chase Investment Services Corp.LPL Financial LLC06-27-2012
John Michael CafoneChase Investment Services Corp.MBSC Securities Corporation05-01-2012
Vyacheslav Larry PatrinChase Investment Services Corp.J.P. Turner & Company, L.L.C.05-01-2012
Adam Jacob ParenteChase Investment Services Corp.Morgan Stanley04-24-2012
Urbain Ateba BekadaChase Investment Services Corp.Edward Jones04-24-2012
Neil Jay BlitzChase Investment Services Corp.LPL Financial LLC04-19-2012
Brian Robert MackayChase Investment Services Corp.Key Investment Services LLC04-16-2012
Edner Damion Joseph Jr.Chase Investment Services Corp.Morgan Stanley04-09-2012
Nyoka Lenita Richards-MoiseChase Investment Services Corp.Wells Fargo Clearing Services, LLC03-30-2012
Jose R BaezChase Investment Services Corp.Citigroup Global Markets Inc.03-19-2012
Max Mitchell BrouardChase Investment Services Corp.John Thomas Financial03-14-2012
Bradley Clement HargraveChase Investment Services Corp.Wells Fargo Clearing Services, LLC03-01-2012
William Michael MeyerChase Investment Services Corp.MBSC Securities Corporation03-01-2012
John J CrayneChase Investment Services Corp.Wells Fargo Clearing Services, LLC02-20-2012
Michael Charles PisaniChase Investment Services Corp.Morgan Stanley02-06-2012
Frank Joseph AntonelliChase Investment Services Corp.Citigroup Global Markets Inc.02-01-2012
Heather Leigh GuthrieChase Investment Services Corp.Morgan Stanley02-01-2012
Joao Manuel ValenteChase Investment Services Corp.Morgan Stanley02-01-2012
Michael Fitzgerald WrayChase Investment Services Corp.PFS Investments Inc.01-17-2012
Stephen Joseph ComolliChase Investment Services Corp.Edward Jones01-06-2012
Next Page »

Showing 1 to 25 of 239 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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