Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Robert CanfieldCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-24-2019
Jeffrey Robert CanfieldCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC05-24-2019
David Neal CohenCitigroup Global Markets Inc.Stifel, Nicolaus & Company, Incorporated$15002-19-2019
Elizabeth Josefina AlvarezCitigroup Global Markets Inc.J.P. Morgan Securities LLC$2502-13-2019
Richard SirykissoonCitigroup Global Markets Inc.J.P. Morgan Securities LLC$102-06-2019
Jehnna Alisa WhiteCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-29-2018
Jackeline Asencio-LopezCitigroup Global Markets Inc.J.P. Morgan Securities LLC$111-07-2018
Christopher Raphael VasquezCitigroup Global Markets Inc.HSBC Securities (USA) Inc.10-26-2018
Nicholas Thomas GrayCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC10-24-2018
Glen CarballoCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-09-2018
Juan Eduardo RamosCitigroup Global Markets Inc.J.P. Morgan Securities LLC$109-18-2018
James Dunphy IVCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-17-2018
Sandra M RojasCitigroup Global Markets Inc.J.P. Morgan Securities LLC09-17-2018
Wei GuCitigroup Global Markets Inc.HSBC Securities (USA) Inc.07-20-2018
Jason Peter HendershottCitigroup Global Markets Inc.AIG Capital Services, Inc.$107-05-2018
William E FernandezCitigroup Global Markets Inc.J.P. Morgan Securities LLC06-21-2018
Lenard Anthony ReivesCitigroup Global Markets Inc.Santander Securities LLC05-10-2018
Daniel Stuart CookCitigroup Global Markets Inc.Capital One Investing, LLC04-16-2018
Brian E BrennanCitigroup Global Markets Inc.National Securities Corporation$5012-18-2017
Hao Du LamCitigroup Global Markets Inc.LPL Financial LLC12-11-2017
Michelle AdlerCitigroup Global Markets Inc.National Securities Corporation12-05-2017
Vanessa LaterzaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.11-27-2017
Andres E SalgadoCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$111-21-2017
Anna Alexandrovna DanilovaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.11-20-2017
Danijela MirkovicCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-27-2017
Next Page »

Showing 1 to 25 of 301 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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