Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zakir BanatwalaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-29-2020
Jeffrey R WingerterCitigroup Global Markets Inc.City National Securities, Inc.09-02-2020
Francine YutsisCitigroup Global Markets Inc.Fidelity Personal and Workplace Advisors08-25-2020
Jason M NievesCitigroup Global Markets Inc.HSBC Securities (USA) Inc.08-20-2020
Jason M NievesCitigroup Global Markets Inc.HSBC Securities (USA) Inc.08-20-2020
Simon K ChanCitigroup Global Markets Inc.CommunityAmerica Financial Solutions, LLC06-01-2020
Carlos M VillarCitigroup Global Markets Inc.LPL Financial LLC05-08-2020
Yaakov A. RinglerCitigroup Global Markets Inc.Litvak Wealth, LLC$5004-02-2020
Sylvan Jonathan GarfunkelCitigroup Global Markets Inc.J.P. Morgan Securities LLC03-31-2020
Josin LinCitigroup Global Markets Inc.HSBC Securities (USA) Inc.03-30-2020
Timothy Craig PhillipsCitigroup Global Markets Inc.M&T Securities, Inc.03-24-2020
Christopher Michael DohertyCitigroup Global Markets Inc.Financial Resources Group Investment Services, LLC02-26-2020
Christopher Herridge RuskCitigroup Global Markets Inc.Ameriprise Financial Services, LLC02-20-2020
Kyle Joseph MinervaCitigroup Global Markets Inc.J.P. Morgan Securities LLC01-29-2020
Robert MarinoCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-06-2020
Evan Michael DupreeCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC11-20-2019
Nicolas A PintoCitigroup Global Markets Inc.Watts Capital Partners LLC11-14-2019
Richard Reid HymanCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-25-2019
Natasha Gercie WallaceCitigroup Global Markets Inc.Wells Fargo Advisors Financial Network, LLC10-23-2019
Alexandra Isabella KennedyCitigroup Global Markets Inc.Citizens Securities, Inc.10-16-2019
Joseph Barnett MillerCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC09-25-2019
Scott Christopher BolioCitigroup Global Markets Inc.RBC Capital Markets, LLC$15009-04-2019
Palmiris Yeraldin RivasCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-27-2019
Kathrina Luisa Sarin SaludCitigroup Global Markets Inc.J.P. Morgan Securities LLC08-20-2019
Carly Romano KiddCitigroup Global Markets Inc.Pinnacle Investments, LLC08-20-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.