Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Herridge RuskCitigroup Global Markets Inc.Ameriprise Financial Services, LLC02-20-2020
George Ryan PurcellCitigroup Global Markets Inc.Ameriprise Financial Services, LLC$80002-27-2017
Jonathan Steven ChubakCitigroup Global Markets Inc.Ameriprise Financial Services, LLC$5009-10-2014
Christopher J CampoCitigroup Global Markets Inc.AST Investor Services LLC10-15-2015
Nadiya KadirovaCitigroup Global Markets Inc.Avatar Securities, LLC07-17-2018
Stephen Vincent DolanCitigroup Global Markets Inc.B. Riley Wealth Management$10005-21-2019
Camila P FurlanCitigroup Global Markets Inc.Banco do Brasil Securities LLC06-11-2012
Gabriel Estrada AlvarezCitigroup Global Markets Inc.Banorte-IXE Securities International, LTD.12-03-2013
William Louis HymanCitigroup Global Markets Inc.Burnham Securities Inc.$5005-19-2011
Teofilo RojasCitigroup Global Markets Inc.Capital One Investing, LLC05-15-2018
Kristin V SireciCitigroup Global Markets Inc.Capital One Investing, LLC04-26-2018
Daniel Stuart CookCitigroup Global Markets Inc.Capital One Investing, LLC04-16-2018
Joseph Hae-Sung YangCitigroup Global Markets Inc.Cetera Advisors LLC09-29-2017
Jonathan OcampoCitigroup Global Markets Inc.Cetera Investment Services LLC07-23-2019
Eduardo HerreraCitigroup Global Markets Inc.Charles Schwab & Co., Inc.06-01-2012
Sergiy Sergeevich MizevychCitigroup Global Markets Inc.Chase Investment Services Corp.08-23-2012
Frank Charles Defonte JrCitigroup Global Markets Inc.Chase Investment Services Corp.03-02-2012
Avi JankelovitsCitigroup Global Markets Inc.Chase Investment Services Corp.$2511-15-2011
Craig Thomas KramerCitigroup Global Markets Inc.Chase Investment Services Corp.$5009-10-2010
Mohd Imran Imran UddinCitigroup Global Markets Inc.Chase Investment Services Corp.07-06-2010
Jennifer Leigh CaggianoCitigroup Global Markets Inc.Chase Investment Services Corp.06-14-2010
Anthony A GiannopapasCitigroup Global Markets Inc.Chase Investment Services Corp.11-01-2009
James Warren Nicolaidis JrCitigroup Global Markets Inc.Chase Investment Services Corp.$5003-20-2009
Alexandra Isabella KennedyCitigroup Global Markets Inc.Citizens Securities, Inc.10-16-2019
Philip Martin SternCitigroup Global Markets Inc.David Lerner Associates, Inc.04-26-2018
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Showing 1 to 25 of 259 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.