Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron S YoungCitigroup Global Markets Inc.J.P. Morgan Securities LLC12-12-2013
Abaristo Calero Jr.Citigroup Global Markets Inc.Wells Fargo Clearing Services, LLC08-29-2016
Adam H GutkinCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-06-2011
Adam Ilan GutmanCitigroup Global Markets Inc.Csfbdirect, Inc.03-14-2012
Ajay J DamleCitigroup Global Markets Inc.HSBC Securities (USA) Inc.03-21-2011
Alaina SpilkevitzCitigroup Global Markets Inc.FSC Securities Corporation$5003-13-2012
Alex Manuel MarinoCitigroup Global Markets Inc.Oppenheimer & Co. Inc.08-04-2016
Andres Eduardo SalgadoCitigroup Global Markets Inc.HSBC Securities (USA) Inc.11-21-2017
Andrew HackCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-29-2017
Andrew Michael KeaneCitigroup Global Markets Inc.Newedge USA, LLC03-08-2010
Andrey Gennadyevich BorodkinCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-03-2017
Andrzej KalutaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.10-30-2013
Aneesh PaulCitigroup Global Markets Inc.Csfbdirect, Inc.06-20-2014
Anirudh D SulibhaviCitigroup Global Markets Inc.J.P. Morgan Securities LLC07-15-2016
Anthony A GiannopapasCitigroup Global Markets Inc.Chase Investment Services Corp.11-01-2009
Anthony DibisceglieCitigroup Global Markets Inc.HSBC Securities (USA) Inc.04-15-2013
Anthony Michael ApicellaCitigroup Global Markets Inc.HSBC Securities (USA) Inc.08-28-2011
Anthony Richard Polidoro Jr.Citigroup Global Markets Inc.J.P. Morgan Securities LLC08-10-2015
Antonina VicariCitigroup Global Markets Inc.J.P. Morgan Securities LLC$15009-18-2018
Ashish Jal BariaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC04-16-2014
Ashley Erin PlummerCitigroup Global Markets Inc.J.P. Morgan Securities LLC11-04-2015
Audrey Jean SandersCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC$5001-10-2017
Barbara Ann CreanCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-23-2012
Beenish IrshadCitigroup Global Markets Inc.HSBC Securities (USA) Inc.09-10-2013
Brian Christopher EricsonCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$1010-24-2014
Next Page »

Showing 1 to 25 of 188 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.