Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Damian Agustin PereiraCitigroup Global Markets Inc.Santander Securities LLC$86008-22-2017
George Ryan PurcellCitigroup Global Markets Inc.Ameriprise Financial Services, Inc.$80002-27-2017
Mark A KutzCitigroup Global Markets Inc.MetLife Securities Inc.$80010-26-2015
Danielle Ashley RobakCitigroup Global Markets Inc.Optionshouse, Inc.$61011-25-2013
Leonardo Hernandez IIICitigroup Global Markets Inc.B. Riley Wealth Management$50005-13-2019
Brian E BrennanCitigroup Global Markets Inc.National Securities Corporation$50012-18-2017
Jason D AmatoCitigroup Global Markets Inc.J.P. Morgan Securities LLC$50010-04-2017
Gabriel Issac BarraganCitigroup Global Markets Inc.PNC Investments$50009-12-2017
Jason Michael DilorenzoCitigroup Global Markets Inc.J.P. Morgan Securities LLC$50008-08-2017
Richard YuenCitigroup Global Markets Inc.UnionBanc Investment Services, LLC$50006-20-2017
Tyrone Sewcharan SurujpaulCitigroup Global Markets Inc.Santander Securities LLC$50006-07-2017
Katonia K MorganCitigroup Global Markets Inc.J.P. Morgan Securities LLC$50004-17-2017
Audrey Jean SandersCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50001-10-2017
Roman EppelCitigroup Global Markets Inc.J.P. Morgan Securities LLC$50010-06-2016
Christopher Paul FranceseCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50012-04-2015
Ravi AdimoolamCitigroup Global Markets Inc.J.P. Morgan Securities LLC$50007-10-2014
Christopher George TrottaCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50005-16-2014
Aaron S YoungCitigroup Global Markets Inc.J.P. Morgan Securities LLC$50012-12-2013
Daniel ZhaoCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$50006-10-2013
Gregory James FanningCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$50005-20-2013
Brendon John WilliamsCitigroup Global Markets Inc.UBS Financial Services Inc.$50003-26-2013
Joshua WidmanCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$50003-14-2013
Gino CarolloCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$50009-10-2012
Patrick P HarringtonCitigroup Global Markets Inc.AXA Advisors, LLC$50008-14-2012
Christopher John RussonCitigroup Global Markets Inc.HSBC Securities (USA) Inc.$50006-29-2012
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Showing 1 to 25 of 400 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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